The Journal of Bone and Joint Surgery (American). 2006;88:869-882.
doi:10.2106/JBJS.E.01149
© 2006 The Journal of Bone and Joint Surgery, Inc.
Diagnosis of Periprosthetic Infection
Thomas W. Bauer, MD, PhD1,
Javad Parvizi, MD2,
Naomi Kobayashi, MD, PhD1 and
Viktor Krebs, MD3
1 Departments of Pathology and Orthopaedic Surgery, The Cleveland Clinic
Foundation, L25, 9500 Euclid Avenue, Cleveland, OH 44195. E-mail address for
T.W. Bauer:
osteoclast{at}aol.com
2 The Rothman Institute, 925 Chestnut Street, 5th Floor, Philadelphia, PA
19107
3 Department of Orthopaedic Surgery, The Cleveland Clinic Foundation, A41, 9500
Euclid Avenue, Cleveland, OH 44195
Investigation performed at the Departments of Pathology and Orthopaedic
Surgery, The Cleveland Clinic Foundation, Cleveland, Ohio
In support of their research for or preparation of this manuscript, one or
more of the authors received grants or outside funding from Stryker. In
addition, one or more of the authors received payments or other benefits or a
commitment or agreement to provide such benefits from a commercial entity
(Stryker). No commercial entity paid or directed, or agreed to pay or direct,
any benefits to any research fund, foundation, educational institution, or
other charitable or nonprofit organization with which the authors are
affiliated or associated.
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Abstract
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Periprosthetic infections are rare, but there is evidence to suggest that
their frequency may be underestimated.
No single laboratory test has perfect sensitivity and specificity for
diagnosing infection. Most tests have better specificity when they are
performed for patients in whom infection is suspected clinically rather than
when they are used as screening tests.
Screening test results that may suggest the possibility of infection
include elevation of the erythrocyte sedimentation rate and/or serum
C-reactive protein level more than three months after an arthroplasty. Most
serologic tests are difficult to interpret when the patient has an underlying
inflammatory arthropathy.
Cultures of aspirated joint fluid can be especially helpful for patients
who have symptoms suggestive of infection, but their results are best
interpreted two weeks after administration of antibiotics has been
discontinued. Joint fluid cell counts may also be helpful, but Gram stains of
joint fluid have poor sensitivity and specificity.
Criteria for diagnosing infection on the basis of frozen sections of
implant membranes have not yet been standardized, but in many laboratories
more than five neutrophils per high-power field in five or more fields
(excluding surface fibrin) has been found to be suggestive of infection.
Most polymerase chain reactions that detect the universal 16S rRNA
bacterial gene have problems with false-positive results, but combining a
universal polymerase chain reaction with subsequent bacterial sequencing can
help improve specificity. Polymerase chain reactions can detect necrotic
bacteria, so the clinical importance of positive results of this analysis in
the absence of other features of infection remains to be determined.
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Introduction
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There have been important improvements in total joint arthroplasty in terms
of implant design, fixation, and control of periprosthetic infection. The use
of prophylactic antibiotics, body exhaust systems, laminar airflow, and other
precautions has helped reduce the prevalence of clinically recognized
periprosthetic infection from nearly 10% in the early years in which
arthroplasty was
performed1 to <1%
in some
series2,3.
Despite this decline, periprosthetic infection remains one of the most
challenging complications of joint arthroplasty and is associated with immense
physiological, psychological, and financial costs. Furthermore, several recent
observations have suggested, but have not proven, that some arthroplasty
failures that were interpreted as being due to aseptic loosening might in fact
have represented the consequence of inflammatory reactions to bacteria or
bacterial products. These observations include (1) the finding that
antibiotic-containing bone cement protects against so-called aseptic
loosening4,5,
(2) evidence of bacteria on a surprisingly high proportion of implants that
had been revised because of aseptic
loosening6,7,
(3) occasional cases in which implant membranes showed acute inflammation but
intraoperative cultures were
negative8,9,
and (4) emerging data suggesting that bacterial endotoxin and related
molecules may have a role in particle-induced bone
resorption10-14.
The purpose of this article is to review our current understanding of
periprosthetic infection with particular focus on the efficacy of various
tests to help make the diagnosis.
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Definition of Infection
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A fundamental issue in determining the prevalence of a disease is defining
the criteria with which the disease can be diagnosed with certainty.
Currently, periprosthetic infection is most frequently diagnosed by isolation
of one or more organisms from the periprosthetic tissue or fluid with use of
conventional microbiologic culture techniques, and the results of
microbiologic culture are usually considered the standard with which other
diagnostic tests are compared. However, organisms are not always isolated from
areas that ultimately prove to be infected, and sometimes positive cultures of
specimens of periprosthetic tissue may not represent clinically important
infections15
(Table I) because specimens can
become contaminated when the tissue is being harvested, being transported, or
in the laboratory. In addition to microbiologic culture of tissue or fluid,
other tests are used to help diagnose periprosthetic infection. However, all
diagnostic tests have limitations, and the sensitivity, specificity, and
predictive value of positive and negative test results are usually calculated
with respect to an existing reference standard (the "gold
standard") (Fig.
1)16-18.
Because of the aforementioned limitations of diagnostic tests, clinicians
often utilize a combination of tests to confirm or exclude the diagnosis of
periprosthetic infection. Developing a definition of infection that is robust
enough to serve as a gold standard is an ongoing challenge that influences our
perception of the value of any diagnostic test that is compared with that gold
standard. The prevalence of infection in a cohort of patients also influences
the predictive value of positive and negative test results. Recognizing the
limitations of using a reference standard for comparison, many investigators
have attempted to evaluate the efficacy of various tests for diagnosing
periprosthetic infection, as discussed below.

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Fig. 1 Calculations commonly used to describe test efficacy. The equations for
predictive value listed here are those most commonly used in the laboratory
medicine, pathology, and orthopaedic literature. The predictive value of a
test is strongly influenced by the prevalence of the disorder in the cohort of
patients under investigation. Bayesian equations for predictive value include
variables for estimated prevalence and are more commonly used in the
epidemiology literature. More information about predictive value calculations
is available in the Appendix.
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Figs. 2-A and 2-B Plain radiograph showing an area of focal osteolysis (arrow) around the
distal part of a well-fixed uncemented stem. This appearance is suggestive of
periprosthetic infection, but it could also be related to particle-induced
osteolysis. Increased uptake in the corresponding area of focal osteolysis was
noted on the technetium-99m bone scan.
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Classification of Periprosthetic Infection
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Infections at the sites of total joint arthroplasties are sometimes
categorized on the basis of the presumed mechanism and timing of the
infection. So-called acute postoperative infections are thought to result from
organisms that gained access to the joint during the operation, or soon after
it, from the overlying skin or a draining wound. Infections of this type
generally become symptomatic within a few days or weeks after the
arthroplasty. So-called late chronic infections may result from organisms
introduced during the operation, either from the air, from surgical
instruments, or from the implant itself. The lag period is the time needed for
the organisms to proliferate and induce symptoms that prompt recognition of
the infection. Hematogenous infections are the result of the seeding of an
arthroplasty site by organisms carried by the bloodstream from a different
site (e.g., a urinary tract infection or a cutaneous or mucosal ulcer). The
distinction between these types of infection may be difficult and is somewhat
arbitrary. While early reviews suggested that the majority of
arthroplasty-related infections were the consequence of wound
contamination19,
more recent studies have suggested that late infections are much more common.
For example, in a retrospective review of more than 6000 total knee
replacements, Peersman et
al.3 reported an
overall deep infection rate of 0.39% following primary arthroplasties and
0.97% following revision operations. One-third of the deep infections occurred
within the first three months after the operation, and the remaining cases
were considered late infections. In a study of more than 3000 total hip
arthroplasties performed over a sixteen-year period, Schmalzried et
al.20 noted that
the incidence of hematogenous arthroplasty-related infection increased during
the time that the cohort was followed. This change from acute to chronic
infections presumably reflects changes in surgical practice during recent
decades, including the use of prophylactic antibiotics, the use of
antibiotic-impregnated cement, and alterations in the operating room
environment2,21-23.
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Tests for Diagnosing Arthroplasty-Related Infection
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Clinical Factors
A detailed clinical history and physical examination constitute the most
important ways to recognize a potential periprosthetic infection. The type and
duration of symptoms, details of the postoperative course, the presence of
comorbidities, and the types of treatments rendered should be discussed in
detail. Periprosthetic infection may be diagnosed with reasonable certainty on
the basis of the history and clinical presentation when there are classic
signs of infection such as severe joint pain, fever, chills, or a draining
periarticular sinus. In such cases, laboratory tests are used simply to
confirm the diagnosis of the periprosthetic infection. However, periprosthetic
infection has an innocuous presentation in most patients and may be difficult
to diagnose on the basis of the history and physical findings alone. Many of
the symptoms and signs of infection overlap with those of other clinical
conditions such as intra-articular hematoma, instability, and aseptic
loosening. It is under these circumstances that additional diagnostic
modalities play a critical role in the confirmation or exclusion of the
diagnosis of periprosthetic infection.
Radiographic Studies
After a physical examination, evaluation of a patient with a loose or
painful prosthetic joint commences with radiographic studies. There are a few
nonspecific changes suggestive of infection that may be apparent on plain
radiographs. These include periosteal reaction, scattered foci of osteolysis,
or generalized bone resorption in the absence of implant wear
(Fig. 2-A). In general,
however, the majority of patients with periprosthetic infection, especially
those with an acute presentation, do not have obvious radiographic findings
suggestive of infection or may show features indistinguishable from those seen
in association with aseptic
loosening24. The
main role of conventional radiographic evaluation of these patients is to rule
out other conditions such as wear and osteolysis or fractures.
Radionuclide Imaging
Radionuclide studies currently have a role in the evaluation of many
patients who have pain at the site of an arthroplasty
(Fig. 2-B). In a study of
seventy-two total joint replacements, Levitsky et al. reported that bone
scintigraphy had a sensitivity of 33%, a specificity of 86%, a positive
predictive value of 30%, and a negative predictive value of
88%25. Although
false-positive results lead to low sensitivity, the relatively high predictive
value of a negative result makes conventional bone scintigraphy useful as an
initial screening
test26. Combining
technetium-99m bone scans with a review of conventional radiographs may
slightly increase the sensitivity compared with that of a review of
radiographs alone to diagnose infection or
loosening27.
Radioisotopes intended to target the white blood cells that are invariably
present during infection can be helpful in some
cases28. A scan
employing indium-111, an isotope that labels leukocytes or immunoglobulin, is
more sensitive than a routine technetium-99m
scan29. Although
one report suggested that indium-111 scanning has higher specificity than does
18F-FDG (fluorodeoxyglucose)
imaging30, other
studies have shown indium-111 scans to have relatively low sensitivity and
specificity for diagnosing infections at the sites of
arthroplasties31,32.
For example, Scher et al. reported that indium-111 leukocyte scans had only
77% sensitivity, 86% specificity, 54% positive predictive value, and 95%
negative predictive value when they were used to diagnose 143 patients with an
infection rate of 17% who underwent an operation because of a painful joint
implant31.
Combining technetium-99m sulfur colloid marrow imaging with an
indium-111-labeled leukocyte scan may improve specificity compared with that
of either test
alone33. The
technetium scan is performed first to show all areas of high metabolic
activity. The indium-111, as it targets leukocytes, will accumulate in regions
of inflammation. Combining the results of these two scans helps to distinguish
true infection from uninflamed areas of high metabolic activity such as
fracture or remodeling.
Gallium-67 is bound in serum to iron-transporting molecules such as
transferrin. It is transported to tissues on the basis of vascularity,
inflammation, and other factors. Gallium-67 scans alone have a low sensitivity
for diagnosing
infection27,34.
The demonstration of congruent patterns by gallium-67 and technetium-99 scans
often reflects aseptic changes around implants, but a lack of congruence
(i.e., positive scans with different spatial distributions) can be seen when
there is an
infection35.
Technetium-99m-polyclonal IgG (immunoglobulin G) scintigraphy has been
reported to have a high sensitivity for recognizing infections around hip and
knee prostheses, but like many types of scans it has a low
specificity36. The
role of fluorodeoxyglucose-positron emission tomography (FDG-PET) scans in the
diagnosis of infections at the sites of arthroplasties has been evaluated at
some centers. Inflammatory cells metabolize predominantly glucose, and the
uptake of glucose is enhanced when such cells are stimulated. Activated
macrophages and neutrophils express high concentrations of glucose
transporters, which facilitate the movement of FDG (as well as glucose)
through the cell membrane. Deoxyglucose is phosphorylated to
deoxyglucose-6-phosphate, which is not a substrate for glucose-6-phosphate
dehydrogenase so it becomes trapped in tissue long enough to allow PET
imaging. Thus, FDG reflects glucose utilization and can indicate areas of
inflammation. Studies have shown combined FDG-PET imaging to have variable
sensitivity and specificity for diagnosing periprosthetic
infection30,37.
One study, for example, demonstrated approximately 91% sensitivity and 72%
specificity for diagnosing infections around knee prostheses and 90%
sensitivity and 89% specificity for diagnosing infections around hip
prostheses37.
Although FDG-PET scans may have greater specificity than leukocyte-labeling
bone scans, false-positive results may occur as a result of uptake of FDG in
particle-induced inflammation around implants with aseptic
loosening38.
Serologic Tests
Measurements of the Westergren erythrocyte sedimentation rate, the rate at
which red blood cells sediment from whole blood, and of the level of
C-reactive protein, a protein produced in the liver, are serologic tests that
may be an important part of a diagnostic workup of patients with suspected
periprosthetic infection. The erythrocyte sedimentation rate and the
C-reactive protein level normally rise rapidly after joint arthroplasty,
reaching peak levels several days after the operation, with the C-reactive
protein level peaking slightly earlier than the erythrocyte sedimentation
rate7,39-41.
In the absence of an inflammatory arthropathy or infection, the serum level of
C-reactive protein usually returns to normal by about three weeks after the
arthroplasty40,
although values may take longer to normalize after knee arthroplasty than
after hip
arthroplasty39. The
erythrocyte sedimentation rate decreases more slowly than does the C-reactive
protein level, may show some diurnal variation, and may remain slightly
elevated for six weeks after the
arthroplasty40.
Elevations in the erythrocyte sedimentation rate and especially in the
C-reactive protein level after three months suggest the possibility of
infection42-46,
but these levels need to be interpreted along with other findings. For
example, both are elevated in patients who have an inflammatory condition
without joint infection, and the tests can be used to monitor a variety of
conditions such as inflammatory
arthropathies47.
C-reactive protein levels and erythrocyte sedimentation rates may be slightly
elevated in patients in whom heterotopic ossification has
developed48, are
less predictive of infections in patients with underlying inflammatory
arthropathies, may be elevated in patients with other postoperative
complications such as
bronchopneumonia49,
and sometimes may not be elevated in the presence of periprosthetic infection.
Measurements of the erythrocyte sedimentation rate in particular may have a
high frequency of false-positive
results50. In one
of the relatively few studies that have provided enough information to
calculate sensitivity and specificity, Spangehl et
al.45 prospectively
evaluated several different diagnostic tests that had been performed in a
series of 202 revision hip arthroplasties. If inflammatory arthropathies were
excluded, the erythrocyte sedimentation rate was found to have a sensitivity
of 82% and a specificity of 85%. The predictive value of a negative test was
only 58%, while the predictive value of a positive result was 95%. The
C-reactive protein level was found to be a better indicator of infection than
the erythrocyte sedimentation rate, with the C-reactive protein level having a
sensitivity of 86%, a specificity of 92%, and predictive values for negative
and positive tests of 74% and 99%, respectively. While neither the erythrocyte
sedimentation rate nor the C-reactive protein level is diagnostic of
infection, values that increase (or fail to decrease) three months after an
arthroplasty should raise the suspicion of infection and prompt additional
diagnostic studies.
Another serologic test that has shown promise for diagnosing infection is
measurement of the serum level of interleukin-6 (IL-6), a factor produced by
monocytes and macrophages. In a recent study, the serum level of IL-6 was
found to be consistently elevated (>10 pg/mL [>10 ng/L]) in patients
with periprosthetic infection, and it had a higher predictive value than most
other serologic
markers51. A
potential advantage of measuring the IL-6 level is that the level returns to
normal soon (within forty-eight hours) after the operation and is not likely
to be elevated in patients with aseptic loosening. However, it may be elevated
in patients with an underlying inflammatory arthropathy.
Culture of Aspirated Joint Fluid
One of the most important tests in the evaluation for potential
periprosthetic infection is culture of the fluid aspirated from the joint. Our
perception of the predictive value of this test, like that of most laboratory
tests, is influenced by, among other things, the prevalence of infection in
the cohort of patients under evaluation. This is illustrated by two studies by
Barrack et
al.52,53.
In 1993, Barrack and Harris reported on a series of 270 consecutive patients
who had undergone aspiration and culture shortly before revision total hip
arthroplasty, even when the clinical features did not necessarily suggest
infection52. The
results of 291 successful aspirations in 260 patients were evaluated. Six hips
(2%) were eventually found to be infected. The cultures of the aspirates had
six true-positive results, four false-negative results, and thirty-three
false-positive results. The high frequency of false-positive results yielded a
sensitivity of only 60% and a positive predictive value of only 15%, giving
the impression that culture of aspirated fluid is a relatively poor test, at
least when performed in a consecutive series of patients who had not been
screened for features suggestive of infection. In a later study, however,
Barrack et al. performed cultures of aspirated fluid obtained from sixty-nine
patients with a symptomatic total knee
replacement53.
Twenty of the knees were ultimately diagnosed as being infected, whereas
forty-nine were considered to be not infected. Some patients underwent
multiple aspirations, but the initial series of cultures yielded eleven
true-positive results, forty-seven true-negative results, two false-positive
results, and nine false-negative results, with sensitivity and specificity
values of 55% and 96%, respectively. The predictive value of a positive result
in this series of knee arthroplasties was 85%, which was considerably better
than the 15% predictive value of a positive result in the 1993 study of hip
arthroplasties.
There are several possible reasons for the difference in the predictive
values between the above
studies52,53.
One possible reason is that one study dealt with hips and the other, with
knees. False-positive test results may be more common in fluids aspirated from
hips than in those aspirated from knees. On the other hand, the prevalence of
infection in the second study (29%) was much higher than that in the first
(2%), presumably because the test was applied to all patients undergoing
revision arthroplasty in the first study but was limited to patients with
"symptomatic" knee replacements in the second. The important
effect of prevalence on calculations of predictive values is illustrated by
using the Bayesian equation to calculate the positive predictive
value54 (see
Appendix). Including prevalence in the calculation yields a positive
predictive value of only 15% in the 1993 study of hip fluid aspirations but a
value of 72% in the 1997 study of knee aspirations. These calculations
illustrate that the predictive value of a positive result of a culture of
joint fluid is higher if the study is not used as a screening test for
infection but is used instead as a confirmatory test for patients in whom
clinical findings (or prior laboratory test results) have already raised the
suspicion of infection.
Very similar findings were described by Spangehl et
al.45, who also
recommended culture of aspirated fluid when a prior screening test, such as
measurement of the erythrocyte sedimentation rate or C-reactive protein level,
is positive. The sensitivity of cultures of aspirated fluid is increased by
repeating the test for patients who had a negative result on prior culture of
aspirated fluid but for whom there is a strong clinical suspicion of
periprosthetic
infection53. The
sensitivity is greatly reduced when the test is performed for patients
receiving antibiotic
treatment53. To
minimize the influence of antibiotics, joint aspiration is best performed at
least two weeks after the last dose of antibiotics has been given. Although
aspiration of the knee can be performed without the use of fluoroscopy, the
hip joint cannot be aspirated accurately unless fluoroscopy is utilized.
Radiographic confirmation of appropriate needle placement is essential for
joint aspiration of the hip and sometimes for aspiration of the knee.
Gram Stains of Aspirated Joint Fluid
Although Gram staining may be performed on joint fluid aspirated
preoperatively or intraoperatively, this test in general has a relatively poor
sensitivity and
specificity8,55-57.
Joint Fluid Leukocyte Counts
In the absence of a joint implant, measurements of the concentration of
leukocytes and the proportion of those leukocytes that are neutrophils in
synovial fluid are important tests to help distinguish among osteoarthritis,
infection, and noninfectious inflammatory
arthropathies58.
Several studies have indicated that cell counts of fluid aspirated from around
total joint prostheses can also provide useful information, although the
literature is somewhat difficult to interpret, in part because authors have
used different units of volume to express values
(Table II). For example, in a
prospective study, Spangehl et al. included cell counts among other tests to
diagnose infections at the sites of total hip
arthroplasties45.
Use of 50 x 109 cells/L (50,000 cells/µL) as a cutoff
point for the diagnosis of infection yielded a sensitivity of only 36%,
reportedly because of frequent false-negative results, and use of 80%
neutrophils as a cutoff resulted in a positive predictive value of only 52%
because of a high frequency of false-positive
findings45. Kersey
et al. prospectively analyzed the white blood-cell count and differential of
fluid from seventy-nine knees (seventy-four patients) prior to revision
arthroplasties performed because of aseptic
failure59. Patients
who were thought to have an infection were excluded. The mean white blood-cell
count in the joint fluid was 782/mL (<1/µL), with a mean differential of
13% neutrophils, but eight uninfected knees had a leukocyte count of
>2000/mL (2/µL). Four of those knees were affected by rheumatoid
arthritis, and three of the knees with rheumatoid arthritis had >50%
neutrophils. The authors concluded that synovial white blood-cell counts and
differential counts from uninfected sites of total knee replacements are
similar to the counts in fluid from knees without an implant, and they
suggested that <2000 white blood cells/mL and <50% neutrophils suggests
the absence of
infection59. It
should be noted, however, that Kersey et al. did not include patients with
infection in their series, and it is recognized that other conditions, such as
crystalline arthropathies, can be associated with a high concentration of
neutrophils in the joint fluid.
In 2003, Mason et al. retrospectively reviewed data on 440 revision total
knee arthroplasties and identified eighty-six patients who had presented with
clinical features suspicious for infection and had therefore undergone joint
fluid
aspirations60. The
mean white blood-cell count for the fifty knees that were found to be
uninfected was 645 ± 878/mL (about 6/µL), whereas the mean count for
the thirty-six infected knees was 25,951/mL (260/µL). There was a mean of
72.8% ± 28.6% neutrophils in the infected knees and 27% ± 24% in
the uninfected ones. The authors suggested that the optimum criteria for
diagnosing infection included a white blood-cell count of >2500/mL and
>60%
neutrophils60.
Trampuz et al.61
prospectively evaluated synovial fluid specimens from ninety-nine patients
with aseptic failure of a total knee prosthesis and from thirty-four patients
with an infection at the site of a total knee arthroplasty. Using receiver
operator characteristic curves, the authors estimated that a synovial fluid
leukocyte count of 1.7 x 103/µL or a differential count of
>65% neutrophils was the optimum cutoff for a diagnosis of
infection61. As
seen in Table II, the disparity
in reported cell concentrations suggests that some authors may not have
reported the correct units of volume. Setting aside the inconsistencies in
units, there are still discrepancies with regard to the level at which the
cell count in fluid from the site of a prosthetic joint may be considered
abnormal. From a practical standpoint, we consider a white blood-cell count of
>500/µL as suggestive of periprosthetic infection.
Efficacy of Analysis of Frozen Sections for Diagnosis
There are occasions when periprosthetic infection is suspected but cannot
be confirmed by joint aspiration or the organism cannot be isolated. It would
be valuable for surgeons to have access to tests that could be performed
during revision surgery. The most frequently used intraoperative test for
infection is the interpretation of frozen sections of tissue obtained from the
joint capsule or periprosthetic membrane. Sometimes these specimens show
marked acute inflammation and are essentially diagnostic of ongoing infection
(Fig. 3). Other times, there is
essentially no inflammation, an observation that suggests the absence of
infection. However, implant membranes sometimes have a low concentration of
neutrophils (Figs. 4-A and 4-B)
or contain lymphocytes and plasma cells without neutrophils. The importance of
this borderline inflammation is not obvious, and many investigators have
attempted to establish histologic criteria that are diagnostic of infection
(Table III). As will be
described below, these authors have used different criteria for the histologic
diagnosis of infection, have employed different reference standards with which
to compare the histologic results, and have arrived at different conclusions,
especially with respect to the importance of lymphocytes and plasma cells.
Some authors have prospectively tested consecutive patients (thereby using
frozen sections as a screening test), whereas others have evaluated frozen
sections only when there was a suspicion of infection at the time of the
operation (thereby using frozen sections as a confirmatory test). As was true
of the cultures of aspirated fluid described above, analyzing frozen sections
from all patients undergoing revision arthroplasty is likely to reduce the
specificity and predictive value of positive results compared with the values
derived when frozen sections are analyzed only when there is clinical
suspicion of infection at the time of surgery.

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Fig. 3 Photomicrograph of a peri-implant membrane, showing a very high
concentration of neutrophils, which is essentially diagnostic of ongoing
infection.
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Figs. 4-A and 4-B Low concentrations of neutrophils are best interpreted in conjunction with
other clinical factors and laboratory tests. Fig. 4-A This
photomicrograph shows more than fifteen neutrophils and, in the absence of an
underlying inflammatory arthropathy, would strongly support the diagnosis of
infection in most laboratories. Fig. 4-B This photomicrograph shows
approximately six neutrophils, and at our laboratory, in the appropriate
clinical setting, would be interpreted as being suggestive of ongoing
infection. This amount of inflammation is below the threshold for a diagnosis
of infection described in some other reports
(Table II).
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Perhaps the first study of the use of frozen sections to diagnose an
infection at the site of an arthroplasty was reported by Charosky et al. in
197362. Those
authors described the results of analysis of frozen sections of implant
membranes obtained from twenty patients, ten of whom had intraoperative
cultures that were positive for organisms and ten of whom had negative
cultures. Of the ten with positive cultures, five had acute inflammation that
was "2+ or greater" (not otherwise defined) and the other five had
chronic inflammation that was "2+ or greater." The authors
concluded that acute inflammatory changes or "severe chronic
inflammation" were presumptive evidence of infection.
Another early study, and probably the most frequently quoted (and
misquoted), on this topic was performed by Mirra et al. and published in
slightly different forms in
197663 and
198264. In the
first
publication63, the
authors noted that, of more than 550 total joint arthroplasties performed
between 1970 and 1974 at a single center, an unspecified number were revision
arthroplasties. The authors retrospectively reviewed the histologic findings
in membranes around twenty-four failed hip prostheses and ten failed knee
prostheses and attempted to correlate those findings with the presumed
mechanism of failure. There was no single gold standard for diagnosing
infection; instead, the diagnoses of septic and aseptic loosening appear to
have been based on a combination of radiographic features and culture results.
The authors did not describe the criteria that they used to select the
thirty-four cases for review. The extent of inflammation was quantified as the
average number of cells in five different microscopic fields obtained from
areas of maximal inflammation. Interestingly, the high-power microscopic field
used in the study was a net magnification of 500x. Although 60x
lenses are also available, the majority of microscopes in use today have a
40x objective lens and a 10x ocular lens, yielding a final
magnification of 400xi.e., 20% lower than the magnification used
in the study by Mirra et al. In the original publication by Mirra et
al.63, acute
inflammation was graded as absent, 1+ (one to five cells per high-power
field), 2+ (six to forty-nine cells per high-power field), or 3+ (fifty or
more cells per high-power field). Lymphocytes and plasma cells were quantified
similarly. All fifteen patients with positive cultures had 2+ or 3+ acute
inflammation, although one of them did not have clinical evidence of deep
infection. Neutrophils were not present (at least not at the 2+ level) in
patients for whom the cultures were negative. The authors noted that patients
with rheumatoid arthritis can have up to ten neutrophils per high-power field,
but apparently two infections in patients with coexisting rheumatoid arthritis
still could be diagnosed on the basis of frozen sections.
In 1982, Mirra et
al.64 expanded
their original series to include the results of biopsies from 1970 to 1978,
including those done during fifty-four revision hip operations, thirty-nine
revision knee operations, and one revision of a silicone toe implant.
Ninety-four cases were studied, including the thirty-four that had been
previously
described63. Of
those ninety-four biopsies, twenty-two demonstrated areas of acute
inflammation with more than five neutrophils per high-power field in five
fields. Twenty-one of the joints with a positive biopsy result had a positive
culture and one had a negative culture but was thought to be infected on the
basis of clinical findings. Five joints had positive intraoperative cultures
(with growth of Corynebacterium in four and Micrococcus in one) but no
substantial acute inflammation, and the organisms were thought to have been
either contaminants or as causing a "low-virulence" infection. The
two publications by Mirra et al. are the origin of the commonly quoted
criterion of five neutrophils per high-power field. It should be noted that
the original articles describe five neutrophils in each of five microscopic
fields from the area of highest cellularity, excluding superficial fibrin, in
a patient who does not have rheumatoid arthritis. To our knowledge, the
influence of the variability in magnification (with 500x used by Mirra
et al. compared with the more commonly used 400x) has not been
previously noted.
Other authors have attempted to validate histologic criteria for the
diagnosis of infection. For example, Fehring and
McAlister65
performed a study of 107 consecutive total joint revisions in which all
patients had analysis of frozen sections of tissue obtained from multiple
surgical sites. Intraoperative cultures were performed for all patients, and
at least two tissue blocks representing four sites were evaluated in each
case. Unfortunately, the results of the frozen-section analysis were somewhat
compromised by the authors' exclusion of ten patients, in part because their
cases were difficult to classify on the basis of the extent of inflammation.
The authors did not try to determine the concentration of inflammatory cells
that was predictive of infection. Instead, cases were interpreted as positive
if there was "evidence of acute inflammation characterized by the
presence of polymorphonuclear leukocytes." The authors emphasized the
importance of an overall histologic interpretation, rather than relying solely
on a count of neutrophil concentration. Using the results of intraoperative
cultures as the reference standard, Fehring and McAlister calculated the
sensitivity and specificity of the frozen-section interpretation as well as of
an overall histologic diagnosis based on analysis of frozen and permanent
sections. Of ninety-seven cases that were retained in the study, eleven were
found to be infected and eighty-six were not infected. There were nine
false-positive and nine false-negative frozen sections, yielding a specificity
of 89.5% and a sensitivity of only 18.2%. On the basis of the complete
histologic analysis, there were twelve false-positive and two false-negative
results, yielding a sensitivity of 82% and a specificity of 86%.
Interestingly, there was ultimately a high clinical suspicion of infection in
six patients with negative intraoperative cultures: two had draining sinuses,
one had a positive culture of fluid obtained with joint aspiration, and three
had had prior resection arthroplasties because of infection. Thus, this study
could be interpreted as showing that frozen-section analysis has relatively
poor sensitivity, especially if one considers the ten cases that were
excluded. On the other hand, it also illustrates the problem of using
intraoperative cultures as the reference standard instead of the final
clinical diagnosis based on a combination of tests.
Lonner et al.66
performed a prospective study similar to the one reported by Fehring and
McAlister65. Frozen
sections were obtained from at least two areas in each of 175 consecutive
patients undergoing revision arthroplasty. The five most cellular fields were
evaluated, and an infection was considered to be present if there was an
average of five or more polymorphonuclear leukocytes in at least five
high-power fields. The authors also recorded the cases with ten or more
polymorphonuclear leukocytes per high-power field. An average of four or fewer
polymorphonuclear leukocytes per high-power field was interpreted as
indicating the absence of infection. Nineteen patients had positive
intraoperative cultures. With the culture results used as the reference
standard, there were three false-negative and seven false-positive histologic
interpretations (a sensitivity of 84% and a specificity of 96%). Of the seven
patients with a false-positive result, five had five to nine polymorphonuclear
leukocytes per high-power field. If the authors had used ten cells per
high-power field as the cutoff, there would have been only two false-positive
histologic interpretations (specificity, 98%). Of note, seven of the positive
intraoperative cultures were considered by the treating physicians to be
probably due to contaminants. All of the patients with those cultures had
negative histologic findings, and all were treated as if they did not have an
infection. No signs of infection had developed in these seven patients after
an average duration of twenty months of follow-up, a finding that illustrates
the problem of using intraoperative culture results as the reference
standard.
In 1995, Athanasou et
al.67 reported on a
prospective study in which frozen sections from several different sites were
obtained during each of 106 hip and knee revision arthroplasties performed
between 1991 and 1993, and the results were compared with those of
intraoperative cultures. In an evaluation of ten high-power fields with
maximal inflammation, the authors quantified inflammatory cells into four
tiers (absent, one, one to five, and more than five cells per field). Of note,
lymphocytes and plasma cells were included along with neutrophils, but
neutrophils entrapped in fibrin adherent to the surface of the membrane were
excluded. Intraoperative cultures were considered positive if organisms grew
on direct plating or if a similar strain grew on enrichment in more than one
culture; single isolates from only one culture were considered to be negative
findings. On the basis of the culture results, twenty-four arthroplasty sites
were determined to be infected and eighty-four were considered to be not
infected. Compared with these culture results, the frozen-section analysis
yielded two false-negative and three false-positive resultsa
sensitivity of 90%, a specificity of 96%, and positive and negative predictive
values of 88% and 98%. The authors noted that there were occasional
lymphocytes in the thirty-six uninfected cases. These cells were often
perivascular and were not regarded as suspicious for infection. In addition,
three patients with underlying rheumatoid arthritis had numerous lymphocytes
and plasma cells, and five patients with aseptic loosening and abundant metal
particles also had moderate numbers of lymphocytes. While these patients were
recognized as probably not having an infection, the authors noted that:
"in the absence of rheumatoid disease, plasma cells were a good marker
of infection, being noted in eight of the infected cases." Of the two
patients who were considered to have a "false-positive" frozen
section on the basis of a negative intraoperative culture, one had loosening
eighteen months later and was found to have an infection at the repeat
revision arthroplasty. The second patient also had a clinical course
suggestive of infection, which again emphasizes the limitation of using
intraoperative culture results as a reference standard.
In 2000, Pandey et
al.68 reported a
study that appears to have overlapped, in part, with the study by Athanasou et
al.67. Pandey et
al. retrospectively reviewed the results of histologic tissue analysis and
intraoperative cultures of specimens from 617 revision arthroplasties
performed between 1992 and 1996 at several hospitals affiliated with the
Oxford Skeletal Infection Research and Intervention Service. Although there
was overlap among the authors of the two
studies67,68,
different criteria were used for the histologic diagnosis of infection. At
least ten high-power fields were evaluated, and an average score for the
various inflammatory cells was
calculated68. One
inflammatory cell per high-power field in at least ten fields was considered
to be consistent with infection. For the intraoperative cultures, isolation of
the same organism from three or more culture specimens was considered
diagnostic of infection. Organisms were considered contaminants if different
strains grew in different broths and there was no growth on direct plating. A
single isolate was considered to be unimportant. Of the 617 revision
arthroplasty sites, 526 were clinically suspected to be aseptic and ninety-one
were suspected to be infected. Eighty-one were proven to be infected according
to the microbiologic criteria noted above. Five hundred and twenty-one cases
had no growth on culture and had negative histologic findings as only
scattered lymphocytes were present (true-negative histologic findings). Both
the cultures and the histologic analysis showed features of infection in
seventy-nine cases (true-positive histologic findings). Two cases had
"significant growth of organisms" on culture but negative
histologic findings (false-negative histologic findings), and ten cases had
negative cultures but acute inflammation in the peri-implant membrane. Seven
of the ten patients had received preoperative antibiotics, and all ten were
treated clinically as if they had an infection. Finally, five cases showed
inflammation in the tissue but negative cultures. Two of these patients had
rheumatoid arthritis and loosening developed within two years.
As described above and in additional studies summarized in
Table
III57,69,70,
criteria for interpreting microscope slides of frozen sections are not yet
uniform. Considering a low number of neutrophils (for example, one cell per
high-power field68)
or even lymphocytes or plasma
cells67 to be
diagnostic of infection will provide maximum sensitivity but will be
associated with false-positive diagnoses and hence decreased specificity. Use
of more stringent criteria (for example, ten polymorphonuclear leukocytes per
high-power field in at least ten high-power
fields66) will
improve specificity at the expense of sensitivity
(Table III). Numeric criteria
are complicated even more by differences in the visual field size of different
microscopes. While most authors have used 10x ocular and 40x
objective lenses (yielding a nominal net magnification of 400x), other
differences in microscope and camera configurations can vary the visual field
by as much as twofold. Therefore, the number of inflammatory cells per
high-power field should be recognized as only an approximation.

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Fig. 5 Neutrophils entrapped in fibrin that is adherent to the surface of a
peri-implant membrane. Experience has shown that neutrophils in this location
are not predictive of infection.
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Partly on the basis of the studies described above, we currently interpret
a frozen section as being suggestive of infection if it contains at least five
neutrophils in each of three 400x high-power microscopic fields located
beneath the surface of the membrane (Figs.
2-A through 4-B). In the appropriate clinical setting, even fewer
neutrophils should raise the suspicion of infection. Neutrophils entrapped in
superficial fibrin (Fig. 5) or
adherent to endothelial cells (marginating) are not thought to be diagnostic
of infection, but neutrophils in fibrous tissue between the capillaries that
compose granulation tissue may be predictive of infection. Frozen sections of
tissue from a patient with an underlying inflammatory arthropathy such as
rheumatoid arthritis are especially difficult to interpret because, in these
patients, acute inflammation involves peri-implant membranes even in the
absence of infection. Lymphocytes and plasma cells have been seen in biopsy
specimens from patients who have been treated with antibiotics for infection,
but these cells are currently thought to be nonspecific and in general not
predictive of active infection. Inflammation is not uniformly distributed
around the prosthesis, so frozen-section analysis of biopsy specimens taken
from several different sites increases the sensitivity compared with that of
an analysis of a single biopsy specimen. It is also important for the tissue
submitted for frozen-section analysis to adequately represent the fibrous
membrane and not contain only superficial fibrin. Although we continue to use
the same histologic criteria for diagnosing active infection at the second
stage of a two-stage revision arthroplasty done because of infection, the
predictive value of these observations in this clinical context (after the use
of local and systemic antibiotics) requires further study (as described
below). Communication and feedback between the surgeon and pathologist are key
to help both physicians to determine the clinical importance of inflammation
in any given case.
Microbiologic Cultures of Tissue
As noted above, the results of culture of tissue and/or fluid obtained
during revision arthroplasty are usually considered the gold standard for
determining the presence or absence of periprosthetic infection. While the
clinical utility of intraoperative culture is clear, when viewed in the
context of extended follow-up, the test still can yield false-negative and
false-positive results (Table
I). For example, in one study, 30% of 142 hips treated with
revision arthroplasty had at least one positive intraoperative culture, but a
clinically important infection later developed in only one case, suggesting a
high frequency of false-positive cultures probably caused by contamination of
the tissue
samples15. Other
authors have described cases in which, despite the presence of acute
inflammation in the periprosthetic membrane and a clinical postoperative
course consistent with infection, the intraoperative cultures remained
negative (Table I). Some of the
patients with negative cultures may have taken perioperative antibiotics. In a
prospective study involving revision arthroplasty in 297 patients with a total
of forty-one infections, Atkins et al. noted that only 65% of all samples
obtained from the infected joints were
culture-positive55.
They recommended obtaining five or six culture specimens from each patient and
suggested that the cutoff for a definite diagnosis of infection be growth of
the identical organism on culture of three or more specimens. In general, it
is recommended that surgeons take special precautions to minimize tissue
contamination, such as obtaining multiple samples from deep tissues, using
clean instruments for tissue retrieval, transferring tissue to the culture
bottle without allowing contact with the operative field or gloves, and
transferring of the culture samples to the laboratory for processing as
quickly as possible. Levine and Evans recommended injecting fluid directly
into blood culture vials instead of using swab samples to improve culture
yield71.
False-negative cultures are likely when the patient received preoperative or
intraoperative antibiotics, when the offending organism cannot be isolated by
the routine laboratory protocols, or when the submitted tissue samples were
extensively cauterized. To minimize the incidence of false-negative cultures,
representative samples should be obtained with sharp dissection,
administration of antibiotics should be discontinued at least two weeks prior
to the surgery, and intraoperative antibiotics should be withheld until the
tissue samples are retrieved. Communication between the microbiologist and the
orthopaedic surgeon is critical for isolation of rare and difficult-to-isolate
organisms. The use of sonication may help to identify organisms that are
adherent to implants or are contained within
biofilm6,7,72-74.
Diagnosing Infection at the Time of Reimplantation
As described above, our understanding of the sensitivity and specificity of
various observations and laboratory tests for the diagnosis of periprosthetic
infection has been based mostly on the evaluation of patients who have
undergone primary hip or knee arthroplasty. Criteria for diagnosing persistent
infection at the time of reimplantation in a two-stage revision arthroplasty
are even more
ill-defined75. The
inflammatory changes associated with resection arthroplasty reduce the
specificity of radiographic studies, including indium-111 leukocyte
scans31. In a
review of the results of cultures of aspirated fluid obtained during
thirty-four knee arthroplasties performed at the sites of previous infection,
Lonner et al. found a high rate of false-negative
findings76. The
authors emphasized the importance of delaying aspiration until at least two
weeks after antibiotic therapy has been terminated. Mont et al. found that the
rate of persistent infection was lower when the timing of reimplantation was
influenced by the results of cultures of fluid aspirated four weeks after
completion of a six-week course of antibiotics than it was when patients
underwent reimplantation without aspiration and
culture77. To our
knowledge, the use of frozen sections for diagnosing persistent infection at
the time of reimplantation has been evaluated in only a single
study78. Using
intraoperative cultures as the gold standard and the morphologic criterion of
ten neutrophils or more in each of five high-powered fields, Della Valle et
al. recognized only one of four persistent infections in a series of
sixty-four cases (sensitivity,
25%)78. While
specificity was 95%, the sensitivity of frozen-section interpretation in this
clinical setting seems to be lower than that in the setting of primary
arthroplasty. Reducing the number of inflammatory cells needed to diagnose
infection would be expected to increase sensitivity but might reduce
specificity. Additional studies are needed to help clarify the most effective
tests for diagnosing infection in this setting.
Endotoxin
Lipopolysaccharide is a component of the cell wall of gram-negative
bacteria. It can be released during episodes of infection; it is pyrogenic;
and, when present in high enough concentrations, it can induce the release of
interleukins, tumor-necrosis factor, and other cytokines from monocytes and
macrophages. Although "endotoxin" strictly refers to
lipopolysaccharide from gram-negative organisms, similar molecules may also be
associated with gram-positive
organisms79.
Although endotoxin is usually neutralized before causing systemic symptoms,
there is increasing evidence that it may adhere to orthopaedic biomaterials,
including particles of wear debris, and may enhance the inflammatory reaction
to particles that is usually associated with aseptic
loosening10-14.
Therefore, contamination of implants or instruments with bacterial endotoxin
might yield an inflammatory reaction similar to that seen around infected
implants. The potential clinical importance of endotoxin in periprosthetic
infection and in cases of "aseptic" loosening requires further
study.
Molecular Techniques
With the advances in molecular biology, several sophisticated techniques
are being developed for the diagnosis of periprosthetic infection. One such
technique is the use of the polymerase chain reaction for detecting evidence
of
organisms72,80-83.
The technique relies on the use of forward and reverse primers designed to
match specific sequences of target DNA. The most common target gene for
bacterial identification is the 16S rRNA gene that is conserved in nearly all
species of bacteria. For example, Tunney et
al.72 used
polymerase chain reactions to test for evidence of bacteria in fluids obtained
by sonication of 120 hip implants retrieved at revision arthroplasty. The
implants were first placed in a water bath and then exposed to ultrasound to
disrupt any biofilm and dislodge organisms. With use of primers for the 16S
rRNA gene, 72% of their cases were interpreted as positive. The main problem
with this technique is related to the apparently high prevalence of
false-positive results, which have several possible
sources84-86.
First, polymerase chain reactions detect bacterial DNA from both viable and
necrotic organisms, so traces of only a few necrotic bacteria dislodged by
sonication from an implant surface may yield a positive test result. Second,
one of the reagents employed in polymerase chain reactions (Taq polymerase) is
derived from recombinant technology involving use of Escherichia coli
organisms. Trace levels of DNA from the Escherichia coli
contaminating the Taq polymerase reagent can also yield false-positive results
of the polymerase chain reaction. Finally, the broad sensitivity of polymerase
chain reactions directed against the 16S rRNA detects even trace contamination
by clinically irrelevant organisms that occurs after specimen acquisition. One
way to improve the specificity of polymerase chain reactions is to use primers
and probes directed against a specific organism, or group of organisms, most
likely to be involved in clinically important orthopaedic infections. For
example, Sakai et
al.87 developed a
polymerase chain reaction assay for staphylococci, in which post-amplification
melting curve analysis allows distinction between Staphylococcus
aureus and coagulase-negative staphylococci. Kobayashi et
al.88 used a
combination of a modified universal polymerase chain reaction and sequencing
technology to identify bacteria on the basis of DNA sequences that determine
gram-positive versus gram-negative staining. Thus, combinations of specific
polymerase chain reaction assays may ultimately prove to be more useful than
broad-spectrum, so-called "universal" bacterial assays.
Other new techniques that may have a role in diagnosing infection include
the use of
microarray89 and
proteomics technologies. A microarray allows isolation and evaluation of
numerous mRNA genes with a single test. Proteomics allows simultaneous
isolation and evaluation of numerous proteins. The premise of these techniques
is to identify organism-specific genes or proteins. The challenge for all of
the new molecular tests will be to distinguish clinically important infections
from trace levels of necrotic bacteria or contaminants and to provide that
information quickly enough to be of practical help in guiding patient
care.
 |
Overview
|
|---|
The diagnosis of periprosthetic infection remains a challenging problem, as
there is no single diagnostic modality with absolute sensitivity and
specificity. Accurate diagnosis often requires the use of combinations of
tests and a strong clinical suspicion. Serologic tests (measurements of white
blood-cell count, erythrocyte sedimentation rate, and C-reactive protein
level) represent the first-line investigation and generally have good
sensitivity but lower specificity. Imaging, such as with a labeled
white-blood-cell scan, may be used to further support a diagnosis of an
infection when serologic findings are abnormal or in equivocal cases.
Aspiration of the joint has high specificity and is especially valuable for
diagnosing suspected infections of the knee. Intraoperative cultures should be
performed for all patients suspected of having a periprosthetic infection.
Extreme care should be exercised to prevent contamination of these samples.
Analyses of intraoperative frozen sections have limitations, mostly related to
the experience of the pathologist who interprets the sections and the sampling
methods of the surgeon. In institutions with adequate pathology resources,
interpretation of frozen sections can be very helpful at revision arthroplasty
as well as at the time of reimplantation in a two-stage revision of an
arthroplasty complicated by infection. Close communication between the surgeon
and pathologist, with follow-up of borderline cases, helps the team of
physicians to establish their own decision thresholds. Intraoperative
cultures, although considered the gold standard, may be negative for some
patients with clinically proven periprosthetic infection, and clinical acumen
should be employed to override the negative or equivocal findings of
diagnostic modalities in some cases. New molecular diagnostic methods will
help to diagnose infections in the future.
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Appendix
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A "predictive value calculator" is available on our web site at
jbjs.org (go to
the article citation and click on "Supplementary Material").
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References
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