The Journal of Bone and Joint Surgery (American) 86:1512-1518 (2004)
© 2004 The Journal of Bone and Joint Surgery, Inc.
A Blood-Conservation Algorithm to Reduce Blood Transfusions After Total Hip and Knee Arthroplasty
Jeffery L. Pierson, MD1,
Timothy J. Hannon, MD2 and
Donald R. Earles, MS1
1 St. Vincent Center for Joint Replacement, 8402 Harcourt Road, Suite 128,
Indianapolis, IN 46260. E-mail address for J.L. Pierson:
jlpierso{at}stvincent.org
2 St. Vincent Hospitals and Health Services, Blood Conservation Services, 2001
West 86th Street, Indianapolis, IN 46260
Investigation performed at St. Vincent Center for Joint Replacement,
Indianapolis, Indiana
The authors did not receive grants or outside funding in support of their
research or preparation of this manuscript. They did not receive payments or
other benefits or a commitment or agreement to provide such benefits from a
commercial entity. A commercial entity (Zimmer, Inc.) paid or directed, or
agreed to pay or direct, benefits to a research fund, foundation, educational
institution, or other charitable or nonprofit organization with which the
authors are affiliated or associated.
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Abstract
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Background: Donation of autologous blood before total joint
arthroplasty is inconvenient and costly, causes a phlebotomy-induced anemia,
and may be wasteful and unnecessary for the nonanemic patient. We developed a
blood-conservation algorithm that does not require predonation of autologous
blood, employs selective use of epoetin alfa, and uses evidence-based
transfusion criteria. Our hypothesis was that use of this algorithm would
reduce the rate of transfusion after unilateral total hip and knee
arthroplasty as compared with the rates described in previous reports.
Methods: We retrospectively reviewed the records of 500 consecutive
patients in whom unilateral primary total hip or knee arthroplasty had been
performed by a single surgeon. The same blood-conservation algorithm was
recommended to all patients. Two groups of patients were identified: the first
group consisted of 433 patients in whom the algorithm was followed, and the
second group consisted of sixty-seven patients in whom the algorithm was not
followed.
Results: In the group in which the algorithm was followed, the rates
of allogeneic transfusion after total knee and total hip arthroplasty were
1.4% (three of 220) and 2.8% (six of 213), respectively. The overall rate of
transfusion in this group was only 2.1% (nine of 433). The prevalence of
transfusion in the group in which the algorithm was not followed was 16.4%
(eleven of sixty-seven). This difference was significant (p = 0.0001).
Conclusions: The use of this blood-conservation algorithm resulted
in a significant reduction in the need for allogeneic blood transfusions after
unilateral total hip and knee arthroplasty, and the results compare favorably
with the rates of transfusion described in previous reports.
Level of Evidence: Therapeutic study, Level III-2
(retrospective cohort study). See Instructions to Authors for a complete
description of levels of evidence.
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Introduction
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Total hip arthroplasty and total knee arthroplasty are associated with
substantial blood
loss1-4.
Bierbaum et al.5
reported a 46% rate of allogeneic and autologous transfusion in a series of
9482 patients managed with total joint arthroplasty. A reduction in the use of
blood transfusions is desirable as it would reduce the potential for disease
transmission6,7,
it would reduce
costs8-10,
and it would not strain the limited availability of allogeneic
blood11.
Since the 1980s, the most common blood-conservation strategy associated
with total joint arthroplasty has been the predonation of autologous
blood5,12-18.
Although emotionally appealing to patients and
physicians5,19,20,
this strategy is associated with a number of problems, including
inconvenience21,
wastefulness5,12,22,23,
cost6,12,22,24,
the creation of a phlebotomy-induced
anemia25-29,
and uncertainty regarding the indications for predonation by nonanemic
patients3,5,22,27,30.
We believed that use of evidence-based transfusion criteria would likely
result in a decreased rate of transfusions, but such criteria have been
infrequently adopted by
physicians11,25,26,31-35.
The purpose of this study was to evaluate the efficacy of a
blood-conservation algorithm in a series of patients managed with primary
total hip and total knee arthroplasty.
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Materials and Methods
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The records of all 500 patients in whom a primary total hip or total knee
arthroplasty had been performed by the senior author (J.L.P.) from July 1999
through May 2002 were reviewed retrospectively. The institutional review board
at our institution approved the study. The inclusion criterion was primary
unilateral total hip or knee arthroplasty. The exclusion criteria included
simultaneous bilateral total joint arthroplasty, revision total joint
arthroplasty, and primary total hip arthroplasty for fracture. No patients
were excluded for medical reasons.
All total hip arthroplasties had been performed through a posterolateral
approach, and all total knee arthroplasties had been performed through a
median parapatellar approach. Drains had not been used in any patient. No
blood-salvage techniques, such as intraoperative blood salvage or
postoperative reinfusion of blood, had been used. Thromboembolic prophylaxis
had consisted of low-dose warfarin, with a target international normalized
ratio of 1.8 to 2.2, for a duration of four weeks postoperatively.
The height, weight, body-mass index, estimated red blood-cell volume,
preoperative hemoglobin level, lowest postoperative hemoglobin level,
estimated preoperative blood volume, estimated blood loss, postoperative
complications, length of stay, and number and type of transfusions were
recorded for each patient (Table
I). Major complications were defined as death within ninety days
after the procedure, perioperative myocardial infarction, cerebrovascular
accident, and symptomatic pulmonary embolism.
The same blood-conservation algorithm had been suggested to all patients.
The algorithm consisted of a mathematical formula that was designed to predict
which patients would be likely to need an allogeneic blood transfusion
(Fig. 1). The senior author
used previously reported
data3,36
as well as unpublished data on the expected decline in hemoglobin levels after
primary unilateral total joint arthroplasty to develop the formula. The
formula identifies patients with substantial anemia, in whom the
procedure-specific expected loss of blood (that is, the expected drop in the
hemoglobin level plus one standard deviation) places them at risk for the need
of transfusion (a predicted lowest hemoglobin level of <7.0
g/dL)4,26,37,38.
Use of the algorithm led to one of two recommendations to patients undergoing
unilateral total joint arthroplasty: (1) treatment with observation only or
(2) treatment with preoperative epoetin alfa. Predonation of autologous blood
was discouraged.

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Fig. 1 Flow chart illustrating patient-specific recommendations. The preoperative
hemoglobin is the hemoglobin level before the patient enters the algorithm.
The baseline hemoglobin is the hemoglobin level at the time of surgery.
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Two groups were retrospectively identified
(Table II). The first group
consisted of 433 patients in whom the algorithm was implemented (the
"on-algorithm" group). The second group consisted of sixty-seven
patients in whom the algorithm was not followed (the
"off-algorithm" group). The reasons for nonimplementation of the
algorithm included patient insistence on the predonation of autologous blood
(four patients), patient or family insistence on directed-donor predonation
(five patients), or nonimplementation of treatment with preoperative epoetin
alfa despite an algorithmic recommendation to do so (fifty-eight
patients).
There were several reasons that epoetin alfa was not implemented despite a
recommendation to do so, including logistical difficulties in arranging the
series of injections, patient refusal, and/or the fact that epoetin alfa was
not covered by the patient's insurance.
The senior author made all decisions regarding whether to order a
transfusion on the basis of evidence-based criteria that had been established
by the medical director of our institution's blood-conservation
program39.
According to these criteria, an allogeneic transfusion should be given when
the hemoglobin level is <7 g/dL (<4.3 mmol/L) or when a patient requires
additional oxygen-carrying capacity because of symptomatic anemia. Signs of
tachycardia, hypotension, and inadequate urinary output were deemed to be
responses to hypovolemia rather than anemia and were treated with restoration
of the patient's circulating blood volume. In the event that these signs
persisted after volume replacement, the patient was then considered to have
symptomatic anemia and a transfusion was given.
Statistical Methods
A multivariate statistical analysis was performed. The chisquare test was
used to determine the probability of differences between categorical
variables, and the Student t test and Mann-Whitney U test were used for
continuous and ordinal variables, respectively. No standardization for
intraobserver variability was performed.
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Results
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The estimated blood loss was significantly greater after total hip
arthroplasty than after total knee arthroplasty (1428 compared with 1353 mL)
(p = 0.048), and the mean decline in the hemoglobin level was greater after
total hip arthroplasty than after total knee arthroplasty (4.0 compared with
3.8 g/dL [2.5 compared with 2.4 mmol/L]).
Only four (0.8%) of the 500 patients predonated autologous blood. The
overall rate of transfusion (both autologous and allogeneic) for the entire
study group was 4.0% (twenty of 500). The transfusion rates associated with
total knee and total hip arthroplasty were 3.3% (eight of 240) and 4.6%
(twelve of 260), respectively. Pearson product-moment correlation coefficients
revealed that the rate of transfusion was correlated with the baseline
hemoglobin level (r = 0.26, p = 0.0001), the lowest hemoglobin level (r
= 0.39, p = 0.0001), the length of stay (r = 0.25, p = 0.001),
and the estimated blood loss (r = 0.15, p = 0.001).
Although the demographic characteristics of the two groups were similar,
the off-algorithm group had a significantly lower baseline hemoglobin level
than the on-algorithm group did (11.6 compared with 14.0 g/dL [7.2 compared
with 8.7 mmol/L]; p = 0.0001) (Table
II). The off-algorithm group consisted predominantly of anemic
patients in whom preoperative epoetin alfa had been recommended but had not
been implemented for the reasons previously described. This group had a
significantly higher transfusion rate than the on-algorithm group did (16.4%
compared with 2.1%; p = 0.0001).
Only nine (2.1%) of the 433 patients in the on-algorithm group received a
transfusion. In this group, the transfusion rates after total knee and total
hip arthroplasty were 1.4% (three of 220) and 2.8% (six of 213), respectively.
This group included eighteen patients who had been managed with epoetin alfa
for the treatment of preoperative anemia. None of these patients received a
transfusion.
Complications
The ninety-day mortality rate was 0.6% (three of 500). Two patients died as
the result of a myocardial infarction, and one died as the result of a
cerebrovascular accident. The rate of major complications, including
mortality, was 1.4% (seven of 500). Three patients (0.6%) had a nonfatal
myocardial infarction, and one patient (0.2%) had a nonfatal pulmonary
embolism. There were no fatal pulmonary emboli. With the numbers available,
there was no apparent relationship between the hemoglobin level and the
development of these complications.
 |
Discussion
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Anemia secondary to preoperative autologous blood donation and a
conventionally low transfusion threshold leads to substantially higher overall
rates of transfusion (both allogeneic and autologous) among autologous blood
donors as compared with
nondonors25. Recent
evidence11,25,26,31-34,40
has challenged the frequently followed practice of the "10/30"
rule and other arbitrarily defined transfusion triggers. The
"10/30" transfusion trigger suggests that a patient receive a
transfusion when the hemoglobin level falls below 10 g/dL (6.2 mmol/L) or the
hematocrit falls below
30%41. Orthopaedic
surgeons have been slow to adopt evidence-based transfusion
guidelines35. A
randomized, controlled trial of 838 patients in critical care units
demonstrated that a transfusion threshold based on a hemoglobin concentration
of as low as 7 g/dL (4.3 mmol/L) (combined with the maintenance of hemoglobin
concentrations in the range of 7 to 9 g/dL [4.3 to 5.6 mmol/L]) was at least
as effective as or superior to a threshold of 10 g/dL [6.2 mmol/L] (combined
with the maintenance of hemoglobin concentrations in the range of 10 to 12
g/dL [6.2 to 7.4
mmol/L])42.
Our transfusion criteria require a patient-demonstrated need for increased
oxygen-carrying capacity. Our findings suggest that a patient should rarely
receive a transfusion for a hemoglobin level of >7 g/dL (>4.3 mmol/L) in
the absence of symptoms that are attributable to the anemia. It is important
to note that most hemodynamic parameters, such as pulse, blood pressure, and
urine output, are a reflection of the circulating blood volume status. A
transfusion should rarely be performed for tachycardia, hypotension, or low
urinary output until the circulating blood volume has been normalized. In most
cases, doing so will result in normalization of these parameters.
The key element of our blood-conservation strategy is the preoperative
identification of patients who are at substantial risk of needing an
allogeneic blood transfusion after total joint arthroplasty. As the expected
blood loss after total knee and total hip arthroplasty is reasonably
predictable, this strategy requires the identification of patients with
substantial preoperative anemia. Previous studies have demonstrated that
improving the preoperative hemoglobin level is the best strategy for these
patients28,40,43,44.
We believe that the most effective method of achieving this goal is for
appropriately selected patients to be treated with epoetin alfa
preoperatively. In order for us to recommend treatment with epoetin alfa to
patients undergoing primary unilateral total knee or hip arthroplasty, the
preoperative hemoglobin level must be <12 g/dL (<7.4 mmol/L). Epoetin
alfa was utilized for eighteen patients in this study, and none of them
required a transfusion.
We believe that our data demonstrate the effectiveness of an
algorithm-based blood-conservation program for patients undergoing unilateral
total joint arthroplasty. In the group of 433 patients for whom this algorithm
was followed, the transfusion rate was only 2.1% (1.4% for patients managed
with total knee arthroplasty and 2.8% for those managed with total hip
arthroplasty). These transfusion rates are among the lowest that have been
reported in the literature. For example, in the study by Bierbaum et
al.5, in which
preoperative autologous donation was the dominant blood-conservation strategy
and in which poorly defined transfusion criteria were utilized, the overall
rate of transfusion (both autologous and allogeneic) was 46%. Furthermore, the
overall rate of allogeneic transfusion was 16%.
Feagan et al.30
reported allogeneic transfusion rates of 25% and 30% after total knee and hip
arthroplasty in a cohort of patients who did not predonate blood. They also
reported allogeneic transfusion rates of 11% and 15% after total hip and knee
arthroplasty in patients who did predonate blood.
Preoperatively, the on-algorithm cohort had a higher baseline hemoglobin
level than the off-algorithm cohort did (14.0 compared with 11.6 g/dL [8.7
compared with 7.2 mmol/L]; p = 0.0001). This difference is to be expected as
the algorithm is designed to identify patients with substantial preoperative
anemia.
The rates of major postoperative complications and ninety-day mortality
were not different from those reported in the
literature45-49.
Similarly, the length of stay was similar to that in previous reports. We
believe euvolemic patients (including elderly patients) tolerate anemia well
and are capable of participating in a typical total joint arthroplasty
rehabilitation program.
In conclusion, an algorithm-based blood-conservation strategy reduces the
rate of allogeneic blood transfusions after unilateral total joint
arthroplasty. We continue to utilize the algorithm, including its key
elements. We discourage the predonation of autologous blood, selectively
utilize preoperative epoetin alfa for the treatment of anemic patients who are
at high risk for perioperative allogeneic transfusion, and employ
evidence-based transfusion criteria.
 |
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