The Journal of Bone and Joint Surgery (American) 84:112-122 (2002)
© 2002 The Journal of Bone and Joint Surgery, Inc.
Injuries to the Cervical Spine in American Football Players
Joseph S. Torg, MD,
James T. Guille, MD and
Suzanne Jaffe, MD
Investigation performed at MCP-Hahnemann University School
of Medicine, Philadelphia, Pennsylvania
Joseph S. Torg, MD
Suzanne Jaffe, MD
Department of Orthopaedic Surgery, Hahnemann University Hospital,
Broad and Vine Streets, Mail Stop 420, Philadelphia, PA 19102
James T. Guille, MD
Department of Orthopaedics, Alfred I. duPont Hospital for Children,
P.O. Box 269, Wilmington, DE 19899
The authors did not receive grants or outside funding in support
of their research or preparation of this manuscript. They did not
receive payments or other benefits or a commitment or agreement
to provide such benefits from a commercial entity. No commercial
entity paid or directed, or agreed to pay or direct, any benefits
to any research fund, foundation, educational institution, or other
charitable or nonprofit organization with which the authors are
affiliated or associated.
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Introduction
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A national registry has documented data on more than 1300 cervical
spine injuries resulting from tackle football. Axial loading of
the cervical spine is the primary injury mechanism, an observation
with profound implications regarding implementation of preventative
measures.
Characteristic injury patterns involving the middle (third and fourth)
cervical segment and the more favorable response to prompt reduction
of these injuries are emphasized.
The marked instability and grave prognosis of axial load teardrop
fractures are attributed to the associated sagittal vertebral body
and posterior arch fractures.
Spear tacklers spine is described and is classified
as an absolute contraindication to participation in collision sports.
Cervical cord neurapraxia, with or without transient quadriplegia,
is neither associated with nor presages permanent neurologic sequelae.
However, there is a considerable risk of recurrence, which can be
predicted on the basis of canal diameter data.
The concept of spinal cord resuscitation is proposed as a means
of obtaining maximum neurologic recovery by reversing the secondary
injury phenomenon that occurs in acute spinal cord trauma.
Athletic trauma to the cervical spine resulting in injury to
the spinal cord is an infrequent but potentially catastrophic event. Recognition
of the problems presented by injury to the cervical spine and spinal
cord led to a series of field, clinical, and basic research studies
conducted over the past twenty-five years. As a result of these
efforts, basic questions have been answered regarding the epidemiology,
prevention, pathomechanics, pathophysiology, and histochemical responses
of reversible and irreversible cervical cord injuries.
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Mechanisms of Injury
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Allen et al.1 studied 165 closed
indirect fractures and dislocations of the lower cervical spine,
demonstrating various "spectra of injuries," and
developed a classification based on the mechanism of injury as determined
by the presumed attitude of the cervical spine at the time of failure
and the initial dominant mode of failure. The common mechanisms
were compressive flexion, vertical compression, distractive flexion,
compressive extension, distractive extension, and lateral flexion.
Injuries resulting in spinal cord trauma have been associated with
football, water sports, gymnastics, wrestling, rugby, trampolining,
and ice hockey, to name a few. Traditionally, on the basis of interpretation
of post-injury radiographs, hyperflexion and hyperextension have
been implicated as the primary mechanisms of cervical spine injuries.
In 1973, Schneider2 reported on
a series of cervical spine injuries sustained in tackle football
that he attributed to striking of the head on another players
knee, acute cervical hyperextension, tackling by grabbing the face
guard, so-called clotheslining or neck-tackling, the karate blow,
forced hyperflexion, and head-butting. He concluded that the most
serious injuries occurred as a result of forced hyperflexion. Other
authors drew similar conclusions3-5.
Hyperflexion has also been reported to be the most frequent cause
of serious cervical injuries in other sports6-13.
Carvell et al.14 (in a study of
rugby injuries), Gehweiler et al.15 (diving),
Leidholt16 (football), Macnab17 (diving), McCoy et al.18 (rugby), OCarroll et al.19 (rugby), Paley and Gillespie20 (general sports), Piggot and Gordon21 (rugby), Scher22 (rugby),
Williams and McKibbin23 (rugby),
and Wu and Lewis24 (wrestling)
all concluded that hyperflexion was the predominant mechanism of
injury to the cervical spinal cord. Hyperextension has also received
attention as an additional mechanism leading to cervical spinal
cord injury25-29, whereas axial
loading has received little attention in the literature. While some
authors, such as Kazarian30 (general
sports), Kewalramani et al.31 (diving),
Albrand et al.32,33 (diving),
Maroon et al.34 (football), Mennen35 (diving), Rogers36 (diving),
and Scher37-41 (rugby), recognized
axial loading as a possible mechanism, it was not generally accepted
as the predominant mechanism producing spinal cord damage.
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Axial Loading
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The National Football Head and Neck Injury Registry, established
in 1975, has collected data on more than 1300 cervical spine injuries42-44. The criteria for inclusion of
injuries in the Registry were a need for hospitalization for more
than seventy-two hours; a need for an operation; and a fracture,
subluxation, or dislocation resulting in neurologic injury or death.
Data on each injury were collected from the athlete, parents, and
school officials as well as from radiographs and medical reports. When
available, game films or videotapes of the injury were analyzed
to determine the mechanism of injury. The total number of head and
neck injuries from 1971 to 1975 was calculated retrospectively and
compared with the data on injuries from 1959 to 1963 compiled by
Schneider45 in a similar study.
It was found that while both intracranial hemorrhages and deaths
due to intracranial injuries had decreased by 66% and 42%,
respectively, the number of cervical spine fractures, subluxations,
and dislocations had increased by 204% and the number of
cases of permanent cervical quadriplegia had increased by 116% (Fig. 1). The majority
of the cases of permanent cervical quadriplegia that occurred between
1971 and 1975 was determined to have been due to so-called spearing,
or direct compression, when the player made initial contact with
the top of his helmet (Fig. 2).

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Fig. 1: Comparison
of the rate of head and neck injuries (per 100,000 participants)
between 1959 and 1963 with that between 1971 and 1975. ICH = intracranial
hemorrhages; ICD = intracranial deaths; CSI = cervical
spine fractures, subluxations, and dislocations; and PCQ = permanent
cervical quadriplegia.
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Fig. 2: A college
defensive back (wearing dark jersey) is shown ramming, or "spearing," an
opposing ball carrier with his head, resulting in severe axial loading
of his cervical spine. The defensive player sustained fractures
of fourth, fifth, and sixth cervical vertebrae and was rendered
quadriplegic.
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Axial loading was documented as a mechanism of catastrophic cervical
spine injuries in football players in a review of game films of
actual injuries44. Stop-frame
kinetic analysis, a method that allows estimation of the magnitude
of injury-producing forces, was performed on sixty game films and
videotapes of injuries resulting in permanent quadriplegia. The
orientation of the head, cervical spine, and trunk segment of each
athlete was analyzed to determine the mechanism of injury. Analysis
of these films allowed an accurate determination of the mechanism
of injury in 85% of the cases, and axial loading was determined
to be the mechanism in every instance.
On the basis of these findings, it was concluded that the improved
protective capabilities of modern helmets accounted for the decrease
in head injuries but led to the development of playing techniques
that used the top or crown of the helmet as the initial point of
contact, placing the cervical spine at risk. It was postulated that
execution of headfirst techniques increased the risk of neck injury
by exposing the cervical spine to excessive axial load, a force
to which the cervical spine appears to be particularly susceptible46-48.
In the course of a contact activity, such as tackle football,
the cervical spine is repeatedly exposed to potentially injurious energy
inputs46. Fortunately, most energy
inputs are dissipated by controlled spinal motion through the cervical
paravertebral muscles and the intervertebral discs47. However, the vertebrae, intervertebral
discs, and supporting ligamentous structures can be injured when
contact occurs on the top or crown of the helmet with the head,
neck, and trunk positioned in such a way that forces are transmitted
along the vertical axis of the cervical spine. In this situation,
in which the cervical spine assumes the physical characteristics
of a segmented column, motion is precluded in response to axially directed
impacts, and the forces are directly transmitted to the spinal structures.
With the neck in a neutral position, the cervical spine is extended
as a result of the normal cervical lordosis. When the neck is flexed
to 30°, the cervical spine becomes straight. When a force is applied
to the vertex, the energy inputs are transmitted along the longitudinal
axis of the cervical spine and are no longer dissipated by the paravertebral
muscles. This results in the cervical spine being compressed between
the abruptly decelerated head and the force of the oncoming trunk48. When the maximum vertical compression
is reached, the cervical spine fails in a flexion mode, with the
occurrence of fracture, subluxation, or facet dislocation (Fig. 3).

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Fig. 3: Biomechanically,
the straightened cervical spine responds to axial loading forces
like a segmented column. Axial loading of the cervical spine (A)
first results in compressive deformation of the intervertebral discs
(B). As the energy input continues and maximum compressive deformation
is reached, angular deformation and buckling occur (C). The spine
fails in a flexion mode, with resulting fracture, subluxation, or
dislocation (D and E). Compressive deformation leading to failure,
with a resultant fracture, dislocation, or subluxation, occurs in
as little as 8.4 msec. Reprinted, with permission, from: Torg JS,
Vegso JJ, ONeill MJ, Sennett B. The epidemiologic, pathologic,
biomechanical, and cinematographic analysis of football-induced
cervical spine trauma. Am J Sports Med. 1990;18:53.
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In 1976, in response to these data, the National Collegiate Athletic
Association banned "spearing," defined as intentionally
striking an opponent with the crown of the helmet as well as other
tackling techniques in which the helmet is used as the initial point
of contact. Similar rule changes were also enacted at the high-school
level42-44. As a result of these
changes, the rates of fractures, subluxations, and dislocations
of the cervical spine decreased dramatically between 1976 and 1987.
In 1976, the rates of these injuries were 7.72/100,000
and 30.66/100,000 for high-school and college athletes,
respectively; they decreased to 2.31/100,000 and 10.66/100,000,
respectively, by 1987. The number of cervical spine injuries resulting
in quadriplegia also consistently decreased, from a total of thirty-four
cases in 1976 to five cases in 1984 and one case in 1991. In 1976,
the rates of injuries causing quadriplegia were 2.24/100,000
at the high-school level and 10.66/100,000 at the college
level. In 1977, one year following the rule changes, these rates decreased
to 1.30/100,000 and 2.66/100,000, respectively, and,
by 1984, they decreased to 0.40/100,000 and 0/100,000. With
the exception of observed increases in 1989 and 1990, the yearly
incidence of permanent quadriplegia has remained low (Fig. 4).

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Fig. 4: The effect
of the 1976 rule changes banning spearing and head-impact playing
techniques was dramatic, with a sustained decrease in the number
of players who sustained permanent cervical quadriplegia.
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Numerous biomechanical studies have supported the axial loading
theory49. Mertz et al.50, Hodgson and Thomas51, and Sances et al.52 measured forces to the cervical
spine when axial impulses were applied to helmeted cadaver head-spine-trunk
specimens. The authors were able to produce fractures of the lower cervical
spine when the impulse was applied to the crown of the helmet. Hodgson
and Thomas determined that direct vertex impact imparted a larger
force to the cervical vertebrae than did impact applied farther
forward on the skull. Gosch et al.53 investigated
three different injury modes (hyperflexion, hyperextension, and
axial compression) in anesthetized monkeys and concluded that axial
compression produced cervical spine fractures and dislocations.
Maiman et al.54, Roaf55, and White and Punjabi56 demonstrated that axial loading
of isolated spinal units caused vertebral body fractures in the
lower cervical spine. Roaf55 subjected
spinal units to forces with different directions and magnitudes
and concluded that hyperflexion of the cervical spine was an anatomical
impossibility. In contrast, he was able to produce almost every
variety of spinal injury with a combination of compression and rotation.
Bauze and Ardran57 postulated
that axial loads were responsible for cervical spine dislocations
as well as fractures. They demonstrated failure of the facet joints
and posterior ligaments when axial loads were applied to cadaveric
spines. When the caudad portion of the spine was flexed and fixed
and the cephalad part was extended and free to move forward, vertical
compression produced bilateral dislocation of the facet joints without
fracture. If lateral tilt or axial rotation occurred as well, a
unilateral dislocation was produced. The observed forces were all
less than those required for osseous failure and allowed facet dislocation
without associated osseous injury.
Nightingale et al.58 analyzed
the relationships among head motion, local deformations of the cervical
spine, and injury mechanisms using a cadaver head-and-neck model
impacted in an anatomically neutral position. They observed that
classic concepts of flexion and extension as a mechanism of injury
of the cervical spine do not apply to a vertically impacted head.
They further concluded that straightening of the cervical spine
before injury may be a necessary element of the compressive flexion mechanism.
Analysis of data from the National Football Head and Neck Injury
Registry supports the clinical and laboratory observations that
the axial energy inputs to the straightened cervical spine result
in compressive deformation and subsequent buckling in a flexion
mode with subluxation, dislocation, fracture, or fracture-dislocation
at any level or levels. Clinical entities peculiar to axial loading
of the cervical spine and associated with irreversible cervical
cord lesions have been described.
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Injuries at the Third and Fourth Cervical Levels
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Injuries at the third and fourth levels of the cervical spine involving
the osseous and ligamentous structures and intervertebral disc have
been infrequently reported in the literature59.
During the eighteen-year period from 1971 to 1988, the National
Football Head and Neck Injury Registry documented 1062 injuries,
twenty-five (2.4%) of which were at the third and fourth
cervical levels. Four of these injuries involved acute herniation
of the intervertebral disc; four, anterior subluxation of the third
cervical vertebra on the fourth cervical vertebra; six, unilateral
dislocation of the joint between the articular processes; seven,
bilateral dislocation of the joints between the articular processes;
and four, fracture of the fourth cervical vertebra. Axial loading
was again the predominant injury mechanism. Injuries to the middle
cervical segment are unique in that they generally do not involve
fracture of the osseous elements. Prompt reduction of both unilateral and
bilateral facet dislocations led to more favorable results. Two
patients in whom a unilateral facet dislocation was reduced within
three hours after injury and was subsequently fused anteriorly had
marked neurologic recovery. The other four patients, two of whom
underwent delayed open reduction and two of whom were treated with
closed skeletal traction, remained quadriplegic. All four patients
in whom a bilateral facet dislocation was reduced successfully with
either closed or open methods had no neurologic recovery, but all
four patients survived. The three patients who did not have a successful
reduction died59,60.
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Axial Load Teardrop Fracture
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Schneider and Kahn61 apparently
were the first to define a triangular fracture fragment at the anteroinferior
corner of a cervical vertebral body as a teardrop fracture. Their
description was based solely on analysis of lateral radiographs.
They did not describe findings on anteroposterior radiographs or
mention the possibility of a sagittal vertebral body fracture or
a posterior arch fracture. Schneider and Kahn did
not distinguish between an isolated fracture of the anteroinferior
corner and one associated with a sagittal fracture of the vertebral
body. They concluded that the teardrop fracture was caused by acute
flexion of the cervical spine and resulted in a severe neurologic
deficit. Acute flexion and teardrop39 have been accepted as the terms
describing vertebral body fractures with a fracture fragment at
the anteroinferior corner. Others have described these fractures
as burst or compression fractures or have used the terms flexion
teardrop and burst interchangeably62,63.
Inherent in the descriptive terminology of these injuries is confusion
regarding the mechanism of injury. These fractures have been attributed
to flexion, hyperflexion, hyperflexion with compression, axial loading,
hyperextension, and a combination of hyperextension and hyperflexion.
Woodford64 reported that the sagittal
fracture occurs with burst fractures caused by an axial force but
not with flexion teardrop fractures and stated that the two fractures
can be differentiated on the basis of the mechanism of injury. Allen
et al.1 observed that vertical
compression fractures with an anterior fracture fragment can be
differentiated from fractures at the anteroinferior corner caused
by compression flexion. Lee et al.65 reported
that forceful flexion produces the triangular fracture at the anteroinferior
corner and strong axial load compression produces the sagittal fracture.
Because of the inconsistency with regard to terminology and mechanism
of injury, the neurologic sequelae of each of the fracture patterns
had not been clarified.
Data on fifty-five patients with fifty-eight teardrop fractures included
in the National Football Head and Neck Injury Registry were analyzed66. Nine fractures were at the fourth
cervical level; forty-three, at the fifth cervical level; and six,
at the sixth cervical level. Axial compression was determined to
be the mechanism responsible for fifty-one of the fifty-five injuries.
Radiographically, patients were divided into two groups according
to the fracture pattern. Six had an isolated fracture of the anteroinferior
corner of the vertebral body, and the other forty-nine had, in addition,
a sagittal fracture of the vertebral body; that is, they had a three-part,
two-plane fracture pattern through the lamina (Fig. 5). Forty-five
patients in the series were permanently quadriplegic, and ten had
transient neurologic symptoms. Five of the six patients with an
isolated fracture of the anteroinferior corner had no serious neurologic
sequelae. One patient with fractures of the posterior elements of
the subjacent vertebra was quadriplegic. Of the forty-nine patients
with a documented three-part, two-plane injury, forty-four (90%)
were quadriplegic.

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Fig. 5: The axial
load teardrop fracture is characterized by a teardrop fracture at
the anteroinferior corner, a sagittal vertebral body fracture, and
a fracture through the posterior arch. (Reprinted, with permission,
from: Torg JS, Pavlov H, ONeill MJ, Nichols CE Jr, Sennett
B. The axial load teardrop fracture. A biomechanical, clinical,
and roentgenographic analysis. Am J Sports Med. 1991;19:358.)
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The terms flexion teardrop, acute flexion teardrop, and burst
fracture are incomplete descriptors of a comminuted fracture
of the cervical vertebral body, and they inaccurately explain the mechanism
of injury. The anteroinferior corner (teardrop) fracture has two
patterns; it can be an isolated fracture, which is usually not associated
with permanent neurologic sequelae, and it can be a three-part,
two-plane fracture that includes a sagittal fracture of the vertebral
body and a fracture of the posterior neural arch, which is usually
associated with permanent neurologic sequelae. The mechanism of
both fracture patterns is axial loading. When either type of lesion
is suspected, an anteroposterior radiograph, in addition to a lateral radiograph,
is essential in the initial screening process to determine the presence
of a sagittal vertebral fracture or a fracture of the posterior
neural arch. Computed tomography may then better define the anatomy.
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Spear Tacklers Spine
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Spear tacklers spine is a clinical entity that constitutes
an absolute contraindication to participation in tackle football and
other collision activities that expose the cervical spine to axial
energy inputs. A subset of football players were identified who
demonstrated developmental narrowing of the cervical canal (a canal-vertebral
body ratio of <0.8), straightening or reversal of the normal
cervical lordosis, and post-traumatic radiographic abnormalities
and who had been seen employing spear-tackling techniques on videotape.
Fifteen patients who met these criteria were identified between
1987 and 199067. Eleven had complete
neurologic recovery: four of them had a transient episode of cervical
cord neurapraxia and seven had a brachial plexus root radiculopathy,
all of which resolved. The other four patients had a permanent neurologic
deficit: two had quadriplegia; one, incomplete hemiplegia; and one,
residual long-tract signs. Three of these four patients had acute fracture-dislocation
of the cervical spine. Permanent neurologic injury occurred as the
result of axial loading of a persistently straightened cervical
spine due to head-impact playing techniques. On the basis of these
observations, it was concluded that individuals with the aforementioned
characteristics of spear tacklers spine should be precluded
from participation in tackle football and other collision activities, such
as rugby and ice hockey, that expose the cervical spine to axially
directed energy inputs.
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Cervical Cord Neurapraxia
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Neurapraxia of the cervical spinal cord with transient quadriplegia
was previously described by one of us (J.S.T.)68.
The prevalence of cervical cord neurapraxia has been estimated to
be seven per 10,000 football participants. Usually, the athlete
has an acute, transient neurologic episode of cervical spinal cord
origin associated with sensory changes of burning pain, numbness,
tingling, or loss of sensation with or without motor changes of
weakness or complete paralysis. The episode is transient, with complete
recovery usually occurring in ten to fifteen minutes but sometimes
taking up to two days. Although the athlete experiences burning
paresthesias in the arms, the cervical area is pain-free at the
time of injury and there is complete return of motor function and
a full painless range of motion of the cervical spine.
In athletes with diminution of the anteroposterior diameter of the
spinal canal, the cord can, on forced hyperextension or hyperflexion,
be compressed, causing transient motor and sensory manifestations.
The mechanics of cervical spinal cord compression have been described
by Penning69 as the "pincer
mechanism" (Fig. 6). With hyperextension, the posteroinferior
aspect of the superior vertebral body and the anterosuperior aspect
of the spinolaminar line of the subjacent vertebra approximate.
With flexion, the anterosuperior aspect of the spinolaminar line
of the superior vertebra and the posterosuperior aspect of the body
of the subjacent vertebra approximate. In each situation, the anteroposterior
diameter of the canal decreases, resulting in compression of the
spinal cord and thus a transient disturbance of sensory and/or
motor function.

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Fig. 6: The pincer
mechanism, as described by Penning69,
occurs when the distance between the posteroinferior margin of the
superior vertebral body and the anterosuperior aspect of the spinolaminar
line of the subjacent vertebra decreases with hyperextension; compression
of the spinal cord occurs. With hyperflexion, the anterosuperior
aspect of the spinolaminar line of the superior vertebra and the
posterosuperior margin of the inferior vertebra would be the "pincers." Extension
of vertebral elements (A) as opposed to hyperextension with subsequent
diminution of the anteroposterior diameter of the spinal canal
(B).
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Pavlov et al.70 devised an
objective measurement to determine which athletes had a decreased
anteroposterior diameter of the spinal canal (Fig. 7). The standard
measurement of the spinal canal is compared with the anteroposterior
width of the vertebral body at the midpoint on the lateral radiograph.
This ratio method of determining narrowing of the cervical spinal
canal is independent of magnification factors caused by differences
in target distance, object-to-film distance, or body type because
the sagittal diameter of the spinal canal and that of the vertebral
body are in the same anatomical plane and are similarly affected
by magnification. There is normally a one-to-one relationship between
the sagittal diameter of the spinal canal and that of the vertebral
body, regardless of gender or age. A spinal canal-vertebral body
ratio of £0.80 was recorded at one or more levels in all
patients who experienced cervical cord neurapraxia70.

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Fig. 7: The spinal
canal-vertebral body ratio is the distance from the midpoint of
the posterior aspect of the vertebral body to the nearest point
on the corresponding spinolaminar line (a) divided by the anteroposterior
width of the vertebral body (b). (Reprinted from: Torg JS, Pavlov
H, Genuario SE, Sennett B, Wisneski RJ, Robie BH, Jahre C. Neurapraxia
of the cervical spinal cord with transient quadriplegia. J Bone
Joint Surg Am. 1986;68:1355.)
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Herzog et al.71, who studied
a cohort of professional football players, pointed out that although
the canal-vertebral body ratio has a high sensitivity for detecting
cervical spinal stenosis, it has a poor positive predictive value.
This was particularly true in this group consisting of football
players because their large vertebral bodies increased the denominator
of the equation, thus lowering the ratio and indicating stenosis
in individuals with minimal absolute narrowing of the spinal canal.
Subsequent to the description of cervical cord neurapraxia, questions
regarding both the relationship between the sagittal diameter of
the cervical spinal canal and injury as well as the reliability
of the canal-vertebral body ratio as an indicator of stenosis arose.
Eismont et al.72 studied the relationship
between sagittal canal diameter and neurologic injury in a cohort
of ninety-eight patients who had sustained traumatic cervical fracture-dislocation.
Forty-five patients had no neurologic deficit, thirty-nine had incomplete quadriplegia,
and fourteen had complete quadriplegia. It was observed that a small-diameter
canal correlated with neurologic injury whereas a large-diameter
canal offered protection against neurologic injury. Also, there
was a tendency for patients with an incomplete lesion and a large
canal to have more recovery than those with a small canal. The authors
concluded "the importance of the study is to prevent spinal
cord injury by appropriate counseling."
Matsuura et al.73 subsequently
compared computerized tomographic parameters in the cervical spine
of cord-injured patients with those in normal controls. They concluded
that the intrinsic dimensions of the cervical spinal canal may contribute
a predisposition to cord injury and that this predisposition is
not a manifestation of available space but rather of the shape of
the canal. The smaller the ratio of the sagittal to the transverse
canal diameter, the greater the predisposition to cord injury.
Kang et al.74 evaluated lateral
radiographs of the cervical spine of 288 patients with an acute
subaxial fracture or dislocation. Of these patients, eighty-three
had a complete injury of the spinal cord, ninety-two had an incomplete
injury of the spinal cord, thirty had an isolated nerve root injury,
and eighty-three had no neurologic deficit. The authors measured
the space available for the cord at the level of the injury, the
sagittal diameter of the spinal canal at the uninjured levels, and
the ratio described by Pavlov et al.70 at
the uninjured levels. They found that the severity of the injury
was associated with the space available for the cord after the injury
and that patients who had a permanent injury had had a narrower
sagittal canal diameter before the injury.
One of us (J.S.T.) and colleagues75 performed
an epidemiologic study to address the issues of canal size and cord
injury. Evaluation of forty-five athletes who had had an episode
of transient neurapraxia of the cervical spinal cord revealed the
consistent finding of developmental narrowing of the cervical spinal
canal. The purpose of the study, which involved various cohorts
of football players as well as a large control group, was to determine
the relationship, if any, between a developmentally narrowed cervical
spinal canal and reversible and irreversible injury of the cervical spinal
cord. Cohort 1 comprised 227 college football players who were asymptomatic
and had no known history of transient neurapraxia of the cervical
spinal cord. Cohort 2 consisted of ninety-seven professional football
players who also were asymptomatic and had no known history of transient neurapraxia
of the cervical spinal cord. Cohort 3 was a group of forty-five
high-school, college, and professional football players who had
had at least one episode of transient neurapraxia of the cervical
spinal cord. Cohort 4 comprised seventy-seven individuals who were
permanently quadriplegic as a result of an injury sustained while
they played high-school or college football. Cohort 5 consisted
of a control group of 105 male non-athletes who had no history of
a major injury of the cervical spine, an episode of transient neurapraxia,
or neurologic symptoms. The mean and standard deviation of the diameter
of the spinal canal, the diameter of the vertebral body, and the
ratio of the diameter of the spinal canal to that of the vertebral
body were determined at the third through sixth cervical levels
on the lateral radiographs of each cohort. In addition, the sensitivity,
specificity, and positive predictive value of a ratio of the diameter
of the spinal canal to that of the vertebral body of £0.8
was evaluated. The findings of this study demonstrated that a ratio
of £0.8 had a high sensitivity (93%) for the detection
of transient neurapraxia. The findings also supported the concept
that the symptoms result from a transient reversible deformation
of the spinal cord in a developmentally narrowed osseous canal.
None of the seventy-seven quadriplegic individuals (Cohort 4) had
had an episode of transient neurapraxia of the spinal cord before
the catastrophic injury. Also, none of the forty-five high-school,
college, and professional players who had had an episode of transient
neurapraxia (Cohort 3) became quadriplegic. These data, in combination
with the absence of developmental narrowing of the cervical spinal
canal in the quadriplegic group (Cohort 4), provided evidence that
the occurrence of transient neurapraxia of the cord and an injury associated
with quadriplegia are unrelated (Fig. 8). It was concluded that developmental
narrowing of the cervical spinal canal in the absence of instability
is neither a harbinger of nor a predisposing factor for permanent
neurologic injury. The major factor in the occurrence of cervical
quadriplegia in football is a playing technique in which the head
is used as the primary point of contact, with an axial energy input
to, and subsequent failure of, the cervical spine.

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Fig. 8: Profile
plot of the mean diameter of the spinal canal measured, in millimeters,
demonstrating a significantly smaller value for Cohort 3 (transient
neurapraxia) compared with that of all of the other cohorts (p < 0.05).
No significant difference was found among Cohorts 1, 2, 4, and 5
(see text). (Reproduced, with modification, from: Torg JS, Naranja
RJ Jr, Pavlov H, Galinat BJ, Warren R, Stine RA. The relationship
of developmental narrowing of the cervical spinal canal to reversible
and irreversible injury of the cervical spinal cord in football
players. An epidemiological study. J Bone Joint Surg Am. 1996;78:1310.)
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These findings demonstrated the high sensitivity, low specificity,
and low positive predictive value of the canal-vertebral body ratio
for predicting cervical cord neurapraxia. Thus, it cannot be used
as a screening mechanism to determine the suitability of an individual
for participation in contact sports. On the basis of available data,
it appears that developmental narrowing of the cervical spinal canal
without associated instability does not predispose an individual
to permanent neurologic injury. Although it is a controversial issue,
about which many spine surgeons disagree, we believe that cervical cord
neurapraxia should not preclude an athlete from participation in
contact sports75.
More recently, a group of 110 patients with cervical cord neurapraxia
were studied by one of us (J.S.T.) and colleagues76.
In this report, a system for classification of cervical cord neurapraxia
is presented, and clinical findings, radiographic findings, and
magnetic resonance imaging data obtained with use of a new computerized
measurement technique are analyzed. Cervical cord neurapraxia was
classified according to the type of neurologic deficit. The term plegia is
used for episodes with complete paralysis; paresis, for
episodes with motor weakness; and paresthesia, for
episodes that involved only sensory changes without motor involvement.
The grade of the cervical cord neurapraxia was determined by the
length of time that the neurologic symptoms had persisted: grade
I indicated less than fifteen minutes; grade II, more than fifteen
minutes but less than twenty-four hours; and grade III, more than
twenty-four hours. The pattern of the cervical cord neurapraxia
was defined by the anatomic distribution of the neurologic symptoms.
The term quad was used for episodes that involved
all four extremities; upper, for episodes involving
both upper extremities; lower, for episodes involving
both lower extremities; and hemi, for episodes
involving an ipsilateral upper and lower extremity. The type of
cervical cord neurapraxia was plegia in forty-four patients (40%),
paresis in twenty-eight (25%), and paresthesia in thirty-eight
(35%). The cervical cord neurapraxia was grade I in eighty-one
patients (74%), grade II in seventeen (15%), and
grade III in twelve (11%). The pattern was quad in eighty-eight
patients (80%), upper in seventeen (15%), lower
in two (2%), and hemi in three (3%). Of the 110 subjects
in this study, 109 had complete recovery without neurologic sequelae.
One patient had a residual hemiplegia secondary to operative intervention.
To analyze the relationship of the spinal cord to the spinal canal,
a computerized system was developed to analyze the magnetic resonance
images. This system consisted of a personal computer and a color
scanner with a transparency adapter. The midsagittal T1 and T2-weighted
images were digitized on the scanner and then uploaded with use
of an imaging software package. A graphics digitizer pad with a resolution
of 0.01 mm was used to make the following measurements at the third
to the seventh cervical levels. The disc-level canal diameter was
measured as the shortest distance between the intervertebral disc
and the osseous posterior elements to quantify spondylotic narrowing.
The transverse cord diameter was determined, and the space available
for the cord was calculated by subtracting the cord diameter from
the disc-level canal diameter. Plots were constructed, with use
of logistic regression analysis, of the percentage risk of recurrence versus
the disc-level canal diameter (Fig. 9-A) and the spinal canal-vertebral
body ratio (Fig. 9-B).

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Fig. 9-A: Figs.
9-A and 9-B Graphs, developed with use of logistic regression analysis,
showing the risk of recurrence plotted as a function of the disc
level diameter measured on magnetic resonance imaging (MRI) (Fig.
9-A) and the spinal cord-vertebral body ratio calculated on the
basis of a radiograph (Fig. 9-B). The construction of these plots
is based on the result that increased risk of recurrence is inversely
correlated with canal diameter. Future patients with cervical cord
neurapraxia can be counseled regarding their individual risk of
recurrence based on the particular size of the spinal canal. (Reprinted, with permission, from: Torg JS, Corcoran TA, Thibault LE, Pavlov H, Sennett
BJ, Naranja RJ Jr, Priano S. Cervical cord neurapraxia: classification,
pathomechanics, morbidity, and management guidelines. J Neurosurg.
1997;87:847.)
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Fig. 9-B: Figs.
9-A and 9-B Graphs, developed with use of logistic regression analysis,
showing the risk of recurrence plotted as a function of the disc
level diameter measured on magnetic resonance imaging (MRI) (Fig.
9-A) and the spinal cord-vertebral body ratio calculated on the
basis of a radiograph (Fig. 9-B). The construction of these plots
is based on the result that increased risk of recurrence is inversely
correlated with canal diameter. Future patients with cervical cord
neurapraxia can be counseled regarding their individual risk of
recurrence based on the particular size of the spinal canal. (Reprinted, with permission, from: Torg JS, Corcoran TA, Thibault LE, Pavlov H, Sennett
BJ, Naranja RJ Jr, Priano S. Cervical cord neurapraxia: classification,
pathomechanics, morbidity, and management guidelines. J Neurosurg.
1997;87:847.)
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Although it is controversial, we do not believe that individuals who
experience uncomplicated cervical cord neurapraxia are at risk of
incurring permanent neurologic sequelae. Rather, the problem is
subsequent recurrence of transient episodes. The average rate of
recurrence for players who returned to football was 56%76. The risk of recurrence is correlated
with the pathoanatomyæ i.e., the smaller the canal, the
greater the riskæand is clearly predictable. Our guidelines
for managing athletes with developmental narrowing of the cervical
spine associated with cervical cord neurapraxia are listed in Table I. We define
a relative contraindication as a recommendation that an individual
return to play based on less-than-unequivocal substantiated data
regarding risk, as documented in the literature or by anecdotal
experiences.
In 1964, Richard Schneider, MD, Professor and Chairman of the
Department of Neurosurgery at the University of Michigan, who pioneered
documentation and analysis of intracranial and spine injuries occurring
in tackle football, stated that "there is probably no better
experimental and research laboratory for human trauma in the world
than the football fields of our nation."45 The
more recent clinical studies discussed in the present report clearly
support Schneiders observation. Delineation of the axial
load mechanism has resulted in the implementation of preventative
measures in the form of rule changes that resulted in a sustained
decrease in the rate of cervical spine injuries, particularly those
resulting in quadriplegia42-44.
A clear understanding of the pathomechanics of cervical spine injury
combined with a description of specific injury patterns has aided
in the initial attempts to establish criteria for return to activity77,78. Also of note are attempts to
correlate both the laboratory and the clinical observations with
the presumed pathophysiology of cervical cord trauma. Specifically,
athletic injuries to the cervical spine have resulted in reversible,
incompletely reversible, and irreversible neurologic deficits58,59,66,70,78. A recent study of an in
vitro neuronal injury model correlated the degree of axonal
deformation with reversible aberrations of cell membrane permeability
and increases in intracellular calcium concentrations adversely
affecting cell function79. It
was proposed that this laboratory finding might, in part, explain
the reversible nature of cervical cord neurapraxia.
Delamarter et al.80 demonstrated
the effect of timing of decompression of the spinal cord and the
residual neurologic sequelae in a dog model. Specifically, when
50% of the diameter of the spinal cord had been compressed
for six hours or longer, there was no neurologic recovery and there
was progressive necrosis of the spinal cord. These findings explain
the increased neurologic recovery after the prompt reduction of
third and fourth cervical lesions reported in the literature as
well as in anecdotal examples from the ranks of professional and
intercollegiate athletes brought to the attention of the senior
author (J.S.T.)59,60. The literature
also supports the concept that acute spinal cord injury with concomitant
subluxation and dislocation should be reduced promptly81-85.
In addition, we propose that the pathophysiology of lesions resulting
in irreversible neurologic sequelae following injury to the cervical
cord is similar to that occurring in closed head injuries. Specifically,
it is not the primary brain injury but rather the secondary injury
phenomena, cerebral hypoxia and ischemia due to brain swelling,
that is the greater problem. It has been well established in the
neurosurgery literature that the release of excitotoxic substances,
cell membrane depolarization, a rise in intracellular calcium concentration,
and increased intracellular hydrostatic pressure result in increased neuronal
pressure and rupture79. It is
proposed that, with regard to permanent neurologic sequelae, the
same phenomena occur in acute spinal cord trauma. It is the secondary
injury to the cord caused by edema, hypoxia, and aberration of cell
membrane potential that is largely responsible for the resultant
neurologic deficit. The concept of spinal cord resuscitation, admittedly
based in part on clinical observations lacking scientific format,
has been proposed as an attempt to reverse the secondary injury phenomena
and obtain maximum neurologic recovery. Such measures include support
of both respiratory and hemodynamic function to facilitate spinal
cord perfusion, prompt relief of cord deformation through realignment,
intravenous administration of corticosteroids as recommended by
Bracken et al.86, and early spinal
stabilization.
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