The Journal of Bone and Joint Surgery 82:1004 (2000)
© 2000 The Journal of Bone and Joint Surgery, Inc.
Ultrasonography in Developmental Dysplasia of the Hip*
S. Wientroub, M.D. and
F. Grill, M.D.
*No benefits in any form have been received or will be received
from a commercial party related directly or indirectly to the subject
of this article. No funds were received in support of this study.
Department of Pediatric Orthopaedics, Dana Children's Hospital,
Tel-Aviv Sourasky Medical Center, 6 Weizman Street, Tel-Aviv 64239,
Israel.
Orthopaedisches Spital Speising, Speisinger Strasse 109, 1134
Vienna, Austria.
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Introduction
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A safe, noninvasive method of imaging of the hip: it can
be used both for diagnosis and to monitor treatment.
Provides advantages when combined with clinical examination:
it can provide information on hip position, stability, and morphology.
More sensitive than clinical examination and therefore can
be used to resolve the dilemma of whether to splint an unstable
hip immediately or to delay treatment with the hope that transient
instability will resolve spontaneously.
A consensus has not been reached concerning the best age for
ultrasonographic screening.
Neonatal ultrasonography detects a high number of hips with
possible instability that require
follow-up studies.
Hip ultrasonography performed at four to six weeks of age is
more accurate.
Substantial training and attention to technical details and
evaluation of results are necessary to obtain reliable results.
The use of ultrasonography to examine the neonatal hip was introduced
and developed by Graf39. It soon
became apparent that ultrasonography could provide images of the
soft-tissue components of the infant hip - that is, the cartilaginous components
of the femoral head and the acetabulum, the joint capsule, and the
labrum. Novick et al.83 and Harcke
et al.56 introduced multiplanar
ultrasonography to study the infant hip in the coronal and transverse
planes.
Developmental dysplasia of the hip is a term used to describe
an abnormal relationship between the femoral head and the acetabulum.
We use this term to describe dislocation, subluxation and instability
when it is possible to dislocate or locate the femoral head in the
acetabulum, and a whole array of abnormalities that express inadequate
acetabular development. There is now ample evidence that ultrasonography
can play a major role in the detection and management of developmental
dysplasia of the hip in children younger than one year of age. In
Europe it is performed by orthopaedic surgeons, radiologists, and
pediatricians, whereas in the United States it is generally performed
by radiologists22,62.
Most reports addressing the current role of ultrasonographic
examination in the diagnosis and treatment of developmental dysplasia
of the hip have been generated at large universities and in countries
that have nationalized health services40,42,50,57,58,104.
Not all communities have such services, and some orthopaedists may
find themselves without access to this technique. In many communities
in the United States, there are three systems - radiology-based,
radiology and orthopaedic-based, and orthopaedic-office-based -
for providing ultrasonography for the diagnosis of developmental dysplasia
of the hip. Davids et al.22 reviewed
the costs and benefits of each type of delivery system and found
that, once expertise had been gained and start-up costs had been
met, the orthopaedic-office-based system was the most convenient,
cost-effective, and efficient, for patients, families, and treating
physicians. This reflects the experience in other fields such as cardiology,
obstetrics, and family medicine, in which the utility of office-based
ultrasonography is widely recognized and the procedure has become
standard22.
Two methods of ultrasonography of the hip are currently in use:
the static technique proposed by Graf39,40,45 and
the dynamic method described by Harcke et al.56,57,59.
The static method emphasizes morphology and classifies the status
of the hip on the basis of angular measurements of the acetabulum41,45. The dynamic approach consists
of a multipositional evaluation that resembles the physical examination.
The ability of ultrasonographic examination to demonstrate abnormalities
that are not detected clinically or radiographically, as a result
of its ability to image the cartilaginous components of the infant
hip, has been well established8,16,30,76,79,85,106.
Ultrasonography has been recommended for the initial examination
of infants who demonstrate abnormal clinical signs or who are at
an increased risk for developmental dysplasia of the hip82. The use of ultrasonography for
routine screening has also been studied, and some investigators
have suggested that it should become part of the standard care for
this condition. However, ultrasonographic screening may lead to
overdiagnosis and overtreatment, and the extensive resources that
are required for such a program have prevented its implementation
in many areas of the world.
In this article, the current use of ultrasonography in the diagnosis
and management of developmental dysplasia of the hip is reviewed
and unresolved issues concerning screening of newborns and ultrasonographic
follow-up and assessment of the results of treatment are examined.
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Real-Time Ultrasonography
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Diagnostic ultrasonography employs a transducer that functions
as a transmitter and a receiver of acoustic energy. Ultrasonography
of infant hips employs a real-time scanning technique, in which ultrasonographic
pulses are transmitted into the body and are received rapidly enough
so that the movement of mobile anatomical structures can be seen
directly.
Ultrasonography should be conducted with a real-time scanner
in which images change quickly enough to permit observation of motion
and to facilitate multiple examinations of the hip joint58. Ultrasonography offers distinct
advantages compared with other imaging techniques. First, unlike plain
radiography, it can distinguish the cartilaginous components of
the acetabulum and the femoral head from other soft-tissue structures.
Second, real-time ultrasonography permits multiplanar examinations
that can clearly determine the position of the femoral head with
respect to the acetabulum; thus, it provides the same type of information that
can be obtained with arthrography, computerized tomography, or magnetic
resonance imaging, but at lower cost. Third, although ultrasonography is
more expensive than plain radiography, it does not require sedation
and does not involve ionizing radiation. Fourth, unlike other techniques,
it allows observation of changes in hip position with movement26,36,37.
Several types of transducers, including the linear, sector, and
curved-faced types, can be used. Although sector or curved-faced
transducers can visualize a dislocated hip, geometric distortions
can lead to diagnostic errors, particularly with regard to a dysplastic
hip. Because of the low reproducibility of measurements obtained
from sector scanners, the hip joint cannot be quantitatively assessed
satisfactorily with that instrument29,46.
Current quality-assurance requirements demand the use of linear
transducers47. The use of sector
or curved-faced transducers should be limited to qualitative evaluation.
Thus, measurements of hip morphology should be made only on images
produced with linear transducers47,61.
Real-time linear-array transducers are preferred for the assessment
of hips in newborns and infants. With the use of currently available
linear-array transducers, highly reproducible images can be generated,
allowing serial static quantitative assessment of hip development
and maturation42,44,45,54,98,100 as
well as serial semiquantitative assessment of stability16,56-58,76,77,87,91,97. The highest-frequency
transducer that is able to provide sufficient depth to image the
medial aspect of the acetabulum should be used. A frequency of 7.5
megahertz is best suited for infants up to one month of age, while
5.0 megahertz is best for infants between one month and one year
of age, when the ossification center is usually quite large and
inhibits visualization of acetabular landmarks52,61.
The ultrasonographic study should be recorded as a hard copy on
film or on a videoprinter to provide a permanent record of the examination.
A high-quality pictorial record, with images obtained in standard
planes, is required to obtain a correct, complete, and reproducible
evaluation on the basis of the recorded image. Computerized systems
with software to digitize the video ultrasonogram can be used to
reformat the video image in order to accentuate certain anatomical
structures.
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General Considerations
in Hip Ultrasonography
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Graf et al.39,40,44,45,48 introduced
the in-depth use of hip ultrasonography with the evaluation based
on a coronal image obtained through a lateral approach when the infant
is in the lateral decubitus position. Stressing morphological characteristics,
his method emphasized measurements of angles to quantitate femoral
head coverage on the basis of acetabular landmarks, in addition
to the assessment of hip position. In contrast to the single-view
approach, Harcke et al.56,57,61 developed
a technique based on a dynamic multiplanar examination that assesses
the hip in positions produced by the Ortolani84 and
Barlow5 maneuvers. The dynamic
approach can also be used to assess acetabular development; however,
it places the greatest emphasis on the position and stability of
the femoral head.
Critics of Graf's morphological technique have reported limitations
with regard to its accuracy as well as interobserver and intraobserver
variations that influenced the analysis15,25,28.
Advocates of Graf's method believe that, when it is performed properly,
the variability in measurement is not an important factor and standardization is
easier to establish47,54,55,82.
Critics of the dynamic technique maintain that it is more prone
to subjectivity on the part of the examiner and that standardization
is more difficult to establish20,38,49.
Advocates of dynamic ultrasonography have pointed out that traditional
clinical examinations are based on criteria of stability in addition
to morphological characteristics28,57,58,61,88,89.
Regardless of the method that is used, proponents of ultrasonography
consider it to be more sensitive than clinical examination79,103. Comparison of ultrasonographic
examination with standard physical examination revealed that both
dynamic16,38 and morphological
studies8,105 identified abnormalities
of the hip that were not detected clinically. By allowing earlier
detection, ultrasonography lowered the number of surgical interventions
and led to a high reduction rate with a minimum of iatrogenic complications30,47,55,82,103. More recently, in
an ultrasonographic study of 8530 newborns, Graf47 indicated
that the static and dynamic approaches should be used concomitantly.
In 1993, Harcke, Graf, and Clarke60 merged
their methods and proposed a Dynamic Standard Minimum Examination,
which combined morphological and stability criteria. The principles
of this examination mandate that the hip be examined both at rest
and when stressed. Assessment should include views in two orthogonal planes26,37,49,61. The essential elements
of the Dynamic Standard Minimum Examination are assessment in the coronal
plane with the hip at rest and assessment in the transverse plane
with the hip under stress. With regard to the specifics of these
elements, some options are left to the preference of the examiner.
It should be noted that the measurement of acetabular characteristics,
such as angular measurement of acetabular landmarks, is considered
optional61.
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Technique of Morphological
Hip Ultrasonography
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Graf's technique of static measurement relies most on the morphological
appearance of the cartilaginous acetabulum. The static technique
is performed with the infant in the lateral decubitus position and
the hip in 35 degrees of flexion and 10 degrees of internal rotation.
Morphology is assessed by describing basic anatomical features and by
angular measurement. The dynamic hip examination is performed following
an examination of the hip at rest. The hip is checked for instability, which
can be quantified by measurement of the degree of displacement of
the femoral head. The infant lies on his or her side in the positioning apparatus,
and the transducer is positioned over the hip, which is then adducted
and pushed superiorly to demonstrate instability. The ultrasonographic
findings are graded as so-called hip types41-46,
according to the development of acetabular ossification (Table I). Angular measurements
serve to confirm the diagnosis indicated by the morphological description
and provide a quantitative parameter for comparison of findings48 (Fig. 1).

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Fig. 1: Ultrasonogram
and schematic drawing of a Graf type-I hip. 1 = perichondrium and
periosteum of ilium, 2 = cartilaginous acetabular roof, 3 = acetabular
labrum, 4 = joint capsule, 5 = ilium, 6 = promontory of osseous
acetabular rim, 7 = iliac bone, 8 = inferior margin of ilium, and
9 = femoral head. The a angle is located between the baseline and
the osseous roof line, and the b angle is located between the baseline
and the cartilaginous roof line. (Figure kindly provided by Prof.
R. Graf.)
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A coronal image of the hip is obtained, and three lines are constructed:
a vertical line drawn parallel to the ossified lateral wall of the
ilium; a line drawn along the roof of the cartilaginous acetabulum,
from the lateral osseous edge of the acetabulum to the labrum; and
a line drawn from the inferior edge of the osseous acetabulum (the
inferior iliac margin) at the roof of the triradiate cartilage to
the most lateral point on the ilium (the superior osseous rim).
Two angles are calculated. The a angle (Fig. 1) is formed by the intersection
of the line parallel to the lateral wall of the ilium and the line
parallel to the osseous acetabulum. A reference for normal values
- that is, the mean and range of the a angle - has been established.
The lower limit of normal for the a angle is 60 degrees48. Furthermore, a maturation curve
of spontaneous development has been established to characterize the
measurement of the natural progression of acetabular growth in the
normal hip joint48,106. Because
the a angle reflects osseous coverage of the femoral head by the
acetabulum, the smaller the angle the greater the degree of dislocation.
The b angle (Fig. 1)
is formed by the intersection of the line parallel to the lateral
wall of the ilium and the line parallel to the roof of the cartilaginous
acetabulum. A b angle of more than 77 degrees indicates eversion
of the labrum and subluxation of the hip48.
The position of the head of the femur is irrelevant to the ultrasonographic
evaluation of the acetabulum. The difficulty in determining the
exact topographic orientation of the individual plane of ultrasonographic
section must be considered a drawback. It may be difficult to determine
whether the acetabulum has been visualized in an oblique plane or
in the correct frontal orientation. Only a reproducible frontal-plane
section clearly showing the inferior iliac margin, the osseous acetabular promontory,
and the acetabular labrum is suited for the recognition of the landmarks
and the drawing of the lines. For these reasons, a standard plane for
obtaining angular measurements was defined as a strictly frontal
plane of section through the acetabular fossa. A positioning device,
molded to accommodate the torso, pelvis, and legs, is very helpful
for placing the infant in the desired, comfortable position and
for obtaining optimal and reproducible images.
The hip is then classified into one of four main types according
to Graf's classification41-46 (Table I). This classification
is based on the degree of femoral head displacement and the associated
deformation and growth retardation of the acetabular roof. With
the static technique, emphasis is placed on dysplastic changes of
the hip (the acetabular osseous roof and rim and the cartilaginous
roof) rather than on hip instability. Type I indicates a normal hip
with a good cartilaginous and osseous roof (an a angle of 60 degrees
or more) (Fig. 1).
Type IIa represents an immature hip in an infant who is younger
than three months of age, with delayed ossification but an adequate
cartilaginous roof and an a angle of 50 to 59 degrees. Type IIb refers
to a hip with delayed ossification in an infant more than three
months of age, with a rounded, osseous acetabular promontory; an
a angle of 50 to 59 degrees; and a b angle of more than 55 degrees
(Fig. 2).
Types IIc, D, III, and IV are always pathological. In types D, III,
and IV, the bone-molding of the acetabulum is severely deficient
or poor and there is lateralization of the femoral head (Fig. 3 and Fig. 4). The a angle
is 43 to 49 degrees in types IIc and D and less than 43 degrees
in types III and IV. The b angle is 70 to 77 degrees in type IIc
and more than 77 degrees in types D, III, and IV. The cartilaginous
acetabulum is displaced superiorly and is ultrasonographically dense
in type IIIb. The cartilaginous acetabulum is interposed between
the femoral head and the ilium in type IV. Testing for functional
instability should be performed for hips with types IIc through
IV. These hip types exhibit moderate-to-extreme deficiency of bone-molding of
the acetabulum. Dynamic testing for instability can provide the
treating physician with clinically important information on hips
that are poorly developed but do not clearly exhibit the Ortolani
sign84.

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Fig. 2: Ultrasonogram
and schematic drawing of a Graf type-II hip. The total femoral head
coverage is sufficient; the relationship between the osseous and cartilaginous
parts of the acetabular roof has shifted in favor of the cartilage.
The promontory of the osseous rim is rounded, and the hyaline cartilaginous
roof is widened. (Figure kindly provided by Prof. R. Graf.)
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Fig. 3: Ultrasonogram
and schematic drawing of a Graf type-III hip. The femoral head is
markedly eccentric. There is bone-molding of the acetabulum, with
a flattened osseous promontory. The cartilaginous roof of the acetabulum
is compressed and superiorly displaced. (Figure kindly provided
by Prof. R. Graf.)
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Fig. 4: Ultrasonogram
and schematic drawing of a Graf type-IV hip. The labrum and the
cartilaginous roof of the acetabulum are no longer superior to the femoral
head. The cartilaginous part of the roof is squeezed in between
the femoral head and the ilium. (Figure kindly provided by Prof.
R. Graf.)
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Technique of Dynamic
Hip Ultrasonography
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The technique of dynamic hip ultrasonography incorporates motion
and stress maneuvers that are based on accepted clinical examination
techniques56,83. The multiview
dynamic assessment emphasizes hip position and stability, but it
also includes an assessment of acetabular development. It has been found
to be effective in the initial detection of infant hip abnormalities
and in monitoring treatment57.
There are several variations and modifications of this technique10,20,38,74,96. It is possible to reduce
the extent of the examination yet theoretically to obtain the same
information57,63.
Ultrasonographic examination permits classification of the positional
relationship of the femur to the acetabulum with the hip at rest
and under stress. With the dynamic method, an attempt is made to
visualize the Barlow and Ortolani maneuvers on the ultrasonography
screen. The technique is dependent on ligamentous or capsular laxity, and,
as with the physical examination, the study quality depends on the
operator performing the stress test. In a normal hip, the femoral
head is well positioned and stable under stress. In the first few weeks
of life, the femoral head is reduced in the acetabulum at rest,
but it may show slight displacement (physiological laxity) under
stress; this should resolve by the time that the infant is four weeks
of age1,2,4. Subluxation implies
displacement of the head from the acetabulum; however, the head
is not completely dislocated. In more severe forms of hip dysplasia,
the femoral head may be dislocated from the acetabulum at rest or
it may be displaced by means of maneuvers60.
When the femoral head is completely dislocated, fibrofatty tissue
with increased echogenic properties fills the space between the
head and the acetabulum.
The lateral approach for ultrasonography has been the most widely
accepted52,105. This approach
allows the hip to be studied in orthogonal projections and hip motion
to be visualized easily during stress maneuvers. It also allows assessment
of the hip during treatment with a Pavlik harness. Four basic lateral
views were described by Grissom and Harcke52.
The choice of the view depends on factors such as the preference
of the ultrasonographer and the clinical status of the infant. The
views are coded with use of a two-word combination that reflects the
transducer orientation (coronal or transverse) with respect to the
hip and the position of the femur (neutral or flexed). At a minimum,
the examination should consist of two orthogonal views with one
obtained during a stress maneuver62.
The dynamic technique is performed with the infant in both the lateral
decubitus and the supine position, and imaging is carried out in
the coronal and transverse planes both with and without stress (Fig. 5-A and Fig. 5-B). The coronal
image is obtained with the hip flexed to 90 degrees as posterior
stress is applied to the knee with the palm of the hand (the Barlow provocative
test). Any resultant subluxation is then noted. It should be remembered
that four to six millimeters of subluxation is normal during the first
few days of life2,75. If the hip
subluxates or dislocates (Fig. 5-C), reduction is attempted (the Ortolani
maneuver). The second stage of the dynamic method consists of similar
imaging in the transverse plane and visualization of the position
of the femoral head with respect to the triradiate cartilage of
the acetabulum. Measurement of acetabular landmarks (angles and
coverage) is optional, and either the neutral or the flexion view
in the coronal plane can be used. The configuration of the acetabulum
can also be assessed with use of morphological criteria61.

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Fig. 5-A: Figs.
5-A, 5-B, and 5-C: Ultrasonography of the infant hip with use of
the dynamic technique. (Figures kindly provided by Prof. H. T. Harcke.)
Fig. 5-A: Photograph showing the position of the transducer used
to obtain the transverse flexion view. With the hip in this position
of flexion and adduction, a posterior push is analogous to the Barlow
test.
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Fig. 5-B: A transverse
flexion ultrasonographic view of a normal hip shows the femoral
head (F) remaining in contact with the ischium (arrows) during movement.
A = anterior, L = lateral, and P = posterior.
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Fig. 5-C: With
instability and displacement, the femoral head moves laterally and
posteriorly. The laterally displaced head (F, open arrows) has no
contact with the ischium (solid arrows). Fibrofatty tissue (T) with
increased echogenicity fills the acetabulum. A = anterior, L = lateral,
and P = posterior.
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Age-Related Changes with
Regard to Ultrasonography
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The morphological technique provides information related to the
development of the femoral head and the acetabulum. These key anatomical
structures can be visualized by ultrasonography from the time of
birth, even though the proximal part of the femur and much of the
acetabulum are composed of cartilage. The configuration of the osseous
and cartilaginous acetabulum is measured and is used as the basis
for assessing development43.
Development of the ossification center of the femoral head is
an important landmark recognized between the second and eighth months
of life. The ages at which the ossification center normally appears
range widely, and it typically develops earlier in girls. The femoral
ossification center is detected on the ultrasonogram before it is
visible radiographically. With maturation, the ossification center
increases in size until it becomes large enough to obscure the echoes
from the inferior iliac margin at the medial part of the acetabulum111. Because of the maturation process,
the real-time scan is not capable of demonstrating details of the key
anatomical landmarks, and when the child is approximately one year
of age it loses its advantage compared with plain radiography for
the recognition of anatomical structures26,37,52.
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Reliability of Ultrasonography
for the Imaging of
Developmental Dysplasia of the Hip
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With the expanding use of ultrasonography, increased emphasis
has been placed on technical issues, such as the quality of the
images that are obtained and the ability to reproduce and analyze them.
Image repeatability and reliability were examined by Jomha et al.70, who concluded that the morphologically
and dynamically based methods were reproducible with training and
frequent use. Harcke's guidelines62,63 have
a wide equivocal zone for clinical evaluation and judgment as his
method involves an attempt to visualize the results of stability
tests, perhaps limiting its clinical usefulness. Graf's classification41-46 of hip types (Table I) gives a better
indication of the normal and pathological states of the infant hip.
Dias et al.25 evaluated interobserver
and intraobserver agreement with regard to the interpretation of
static ultrasonographic images. The measurement of the a angle had
only a fair degree of reproducibility both between different observers
and between different evaluations by the same observer. The range
of interobserver measurements of the b angle was much wider than
was the range of intraobserver measurements of that angle. Dias
et al. believed that dynamic real-time scanning would add valuable
information to the static images. Of the static measurements, such
as the a and b angles and the percentage of femoral head coverage,
the a angle has been found to provide the most reliable measurement15. When observers examined the same
ultrasonographic strip in the study by Bar-On et al.6, intraobserver agreement concerning
the Graf classification was substantial but interobserver agreement
was only moderate.
The reliability of morphological as well as stability criteria
was studied by Rosendahl et al.95.
Morphology was classified according to the subjective assessment
of the examiner or the objective measurement of the acetabular inclination
angle (the a angle), or a combination of the two, into four categories:
normal, immature, minor dysplastic, and major dysplastic. Interobserver
and intraobserver agreement was determined for the interpretation
of recorded ultrasonographic scans and for a comprehensive examination
(recording as well as interpretation of the scans). The hip was
classified subjectively as stable, unstable, dislocatable, or dislocated.
There was a high degree of agreement concerning the morphological
classifications based on repeated interpretations of recorded scans
by the same observer, but the degree of agreement between observers
was moderate. The intraobserver agreement for repeated interpretations
and recordings was moderate when the interpretation was based on
a subjective classification. The addition of the a angle did not
improve agreement. There was moderate interobserver agreement in
determining hip stability. Rosendahl et al. concluded that there
can be a high degree of interobserver and intraobserver agreement
in the classification of hip morphology on the basis of recorded
ultrasound scans. Interobserver and intraobserver agreement in producing the
scans is poorer than it is for interpreting them. To obtain a high
degree of interobserver agreement in the assessment of hip morphology
and stability in the newborn, substantial training and attention
to detail are necessary when performing the technique and evaluating
the results.
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Ultrasonography in
Neonatal Screening
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The clinical tests of Barlow5 and
Ortolani84 are conventionally
used in screening for developmental dysplasia of the hip in the
neonate. Despite early optimism about the effectiveness of these procedures,
their specificity and sensitivity have been questioned78. There has been no change in the
prevalence of developmental dysplasia of the hip that is diagnosed late,
despite rigorous clinical screening procedures, and it is not clear
whether clinical screening alone can reduce the prevalence19. It is now believed that a range
of conditions affecting the hip may be diagnosed during the first few
months of life. These conditions range from an established dislocation
that is irreducible at birth (and that is often missed) to simple
hip instability, which usually resolves without treatment. An important
group of conditions within this range are those in which the hip
is eccentrically placed; these hips may progress to acetabular dysplasia with
subluxation, although some cases may be no more than normal variants44,45,47,48,105.
An important issue is whether ultrasonographic screening of newborns
for developmental dysplasia of the hip is justified on the basis
of the degree of sensitivity, specificity, and cost-effectiveness. Bialik
et al.9 recommended that ultrasonographic
examination be performed for all newborns. Some European centers
screen all newborns30,33,105;
an alternative approach is to perform scanning only when a newborn
is at risk as determined by the history or the physical examination18,37,71,72,93,94,108. Ultrasonography
is very useful for the detection of developmental dysplasia of the
hip and can demonstrate abnormalities not found on clinical examination8,13,40,58,104. Some centers are currently
using real-time scanning to screen all newborns28,29,98,99,102.
This may be appropriate in certain geographic areas, such as central
Europe and northern Italy, where the prevalence of hip dislocation
is high. However, in North America, ultrasonography is more often
used to screen selectively3,31,32.
Marks et al.79 reported the
results of a policy of ultrasonographic examination of all infants
at the time of birth. Of 14,050 infants, 6 percent (847) had abnormal scans,
but 90 percent of the 847 had normal scans by the time that they
were nine weeks of age. All infants with a clinically abnormal hip
had an abnormal initial ultrasonographic examination. Five infants
who were not diagnosed by clinical examination and who had no risk
factors had an abnormal ultrasonographic study and were subsequently found
to have a clinically abnormal hip. Treatment was required for fifty-nine
hips (2.42 per 1000); thirty-seven (1.5 per 1000) were treated because
of persistent clinical instability and twenty-two (0.85 per 1000),
because of persistent ultrasonographic abnormalities. The latter
figure is very similar to that for late-diagnosed cases reported
in other studies18,19. Hip ultrasonography
performed at birth is therefore capable of detecting nearly all
abnormal hips79. No hip that was
studied by ultrasonography and found to be normal at birth became
abnormal with time79, although
there was still the possibility of very late development of dysplastic
changes14. These results are similar
to those reported by Boeree and Clarke11,
who used delayed selective ultrasonographic screening to complement
neonatal clinical screening. Of 26,952 infants, 1894 were referred
for secondary screening because of a clinical abnormality or the
presence of a risk factor (breech delivery11,
either vaginal or by cesarean section; postural or structural foot
deformity11; a positive family
history for developmental dysplasia of the hip11;
torticollis; or oligohydramnios). Treatment was required for only
118 infants (4.4 per 1000 births). Of the infants who were referred
with clinical instability, 35 percent did not require treatment.
Dislocation or subluxation was detected in seventeen of 643 infants
who were referred only because of risk category; all seventeen had
a normal clinical examination. Six infants presented with developmental
dysplasia of the hip after they were twelve weeks old (a late-presentation
rate of 0.22 per 1000 births). All had normal findings on clinical examination
within twenty-four hours after birth, and none were in a high-risk
category. Ten infants required surgery (a surgical treatment rate
of 0.37 per 1000 births)11. Andersson
and Funnemark1 used the anterior-dynamic
method for the screening of 4430 children. The frequency of treatment for
unstable hip joints was reduced to 0.18 percent compared with 1.7
percent without ultrasonographic screening. Those authors thought
that anterior-dynamic ultrasonography could optimize the results
of screening in many clinics2.
Many investigators have advocated the routine use of ultrasonography
to screen all neonates for developmental dysplasia of the hip or
to evaluate those who are at increased risk5,13,16-18,38,44,57,71,72,102,105,108;
however, the routine screening of all newborn infants is still controversial58. The fact that ultrasonography does
not pose a physiological hazard does not mean that the procedure
is without cost. The direct costs of purchasing and maintaining
the equipment, training the examiners, and taking the time necessary
to perform routine screening have a considerable impact on the cost
to the individual and to society66.
Selective screening of high-risk infants has been advocated as
a more practical alternative18,71,72,108;
however, opinions differ as to whether this approach can substantially
reduce the prevalence of late-presentation and late-diagnosed cases18,72. It is very difficult to draw
conclusions from data obtained from relatively small series compared with
the large central European experience4,7,23,27,29,33,65,68,69,76,86,90-92,101,102,105,109.
In Europe, ultrasonographic screening replaced a very meticulous
clinical and radiographic screening program carried out in health-care
programs supported by third-party payers. This may explain the diversity
among the results and recommendations of the various studies. Clarke
et al.18, Berman and Klenerman8, as well as Andersson and Funnemark1 compared ultrasonographic with clinical
findings and found ultrasonography to be a more sensitive diagnostic
tool, but it may be too sensitive because it also identifies clinically
unimportant instability. Castelein et al.14 reported
on 144 hips that had ultrasonographic evidence of abnormalities
although they were clinically normal. None were treated, and after
six months four (3 percent) had developmental dysplasia. Three of
these four hips had risk factors. Gardiner et al.34 reported
that abnormalities seen on neonatal ultrasonograms resolved rapidly,
and they questioned whether ultrasonography could predict the need
for treatment in the neonatal period.
Several investigators have focused on infants who are at higher
risk for developmental dysplasia of the hip and have implemented
limited ultrasonographic screening programs94,108.
Clarke et al.18 carried out a
selective screening program in which high-risk infants had ultrasonographic
in addition to clinical examination. Those authors concluded that
selective screening would not reduce or eliminate the number of
cases that were diagnosed late. Boeree and Clarke11,
as mentioned earlier, reported on a combination of clinically and
ultrasonographically based methods of diagnosis for an at-risk group.
They found that only 7 percent of 26,952 infants required screening
at a special clinic and only 6.2 percent (118) of them (4.4 per
1000 live births) needed treatment. Nevertheless, they reported
a late-presentation and late-diagnosis rate of 0.2 per 1000. Ultrasonographic
screening of the high-risk groups reduced the prevalence of late-diagnosed cases
but only to the level reported after thorough clinical screening
of all infants11.
On the basis of a comparison of clinical screening and ultrasonographic
screening, Tönnis et al.105 concluded
that all newborns should be screened with ultrasonography because
more disorders are detected with that modality. Marks et al.79, in a study of 14,050 infants, observed
that the prevalence of developmental dysplasia of the hip (0.6 per
1000) found by ultrasonographic screening of newborns who had normal
findings on clinical examination at birth was similar to the prevalence
of late-diagnosed developmental dysplasia without ultrasonographic
screening. Since the establishment of ultrasonographic screening, no
late case of developmental dysplasia of the hip had presented for
treatment in a baby born in their community. Eight hundred and forty-seven
infants (6 percent) had ultrasonographic evidence of abnormalities
on the first scan; of these, approximately 78 percent (657 infants)
had a normal scan by the fourth week and 90 percent, by the ninth week.
This finding emphasizes the need to avoid overtreatment. Of the
infants with abnormal ultrasonographic findings on the first examination (within
the first three weeks after birth), only 2.6 percent had a clinically
abnormal hip on physical examination. The treatment rate was 2.42
per 100079.
The clinical utility of ultrasonographic screening remains uncertain.
Most investigators who have reported the implementation of selective
or mass ultrasonographic screening have found clinically silent
hip dysplasia and have concluded that the addition of ultrasonography
to clinical screening would help to detect more children with developmental
dysplasia of the hip. The experiences of Graf et al.48 and Marks et al.79 further
suggest that all children with developmental dysplasia of the hip
may be identified if widespread screening is used. Hernandez et
al.67 used a cost-based decision
analysis and concluded that ultrasonography is not a valuable screening tool
if the severity of the disorder and the cost of screening are considered.
There are other problems with ultrasonographic screening programs aside
from cost. These include the need for well equipped facilities,
expert ultrasonographers, and standardization of the examination.
One negative aspect of ultrasonographic screening of all newborns
is that the technique leads to several repetitions of clinical and
ultrasonographic examination for a substantial percentage of the population.
Another criticism of such screening is the high number of infants
who are treated as a result of screening102.
Rosendahl et al.93, in a study
of 1503 newborns, attributed the high prevalence of infants treated
in their series (ninety-two; 31.2 per 1000) to the inclusion of ultrasonography
in the screening program. Vedantam and Bell107 reported
on the selective ultrasonographic screening of 7827 newborns: 114
who had clinical abnormalities or were at high risk for developmental dysplasia
of the hip were screened. The treatment rate was 3.9 per 1000, which
was comparable with the rate of 3.7 per 1000 reported by Clarke
et al.18. This rate was lower
than the rate of 10.8 per 1000 reported by Jones and Powell72 in a prospective study in which
there were ninety-eight abnormal hip ultrasonographic findings in 406
babies from a birth population of 3879. In a study of 1310 infants
who were examined with the Ortolani and Barlow tests as well as
2587 who were examined with ultrasonography, Tönnis et al.105 found that twice as many infants
were treated after ultrasonographic screening.
The evidence to date has not proved that selective screening
of newborns would prevent all late-diagnosed cases of developmental
dysplasia of the hip. The 0.12 per 1000 prevalence of late-presentation and
late-diagnosed cases of developmental dysplasia of the hip reported
by Vedantam and Bell107 was lower
than the 0.68 per 1000 prevalence reported by Clarke et al.18, but it was not comparable with
the prevalence of zero reported by Jones and Powell72. The value of selective screening,
with use of dynamic as well as morphological methods, for infants
with risk factors was studied by Paton et al.85,
in a population of 20,452 infants. Those authors confirmed that
risk factors alone had a relatively poor predictive value if used
to screen for dislocation. Among infants who had been referred because
of clinical instability, one of every eleven who were screened (95
percent confidence interval, eight to seventeen) had a dislocation;
among those who had been referred because of the presence of any
of the major risk factors, the prevalence was one in seventy-five
(95 percent confidence interval, forty-two to 149). Routine ultrasonographic
screening of all infants in the at-risk groups just because they
had risk factors was of little value in reducing the rate of late-diagnosed dysplasia
of the hip, but ultrasonographic examination of all clinically unstable
hips whether or not there were associated risk factors led to a
high rate of detection85.
The timing of the screening is another debatable point. Screening
of infants who are six weeks old, for example, identifies persistent
abnormalities early but allows minor abnormalities that otherwise
would have necessitated a follow-up examination to resolve in the
period immediately after birth. The disadvantage of late screening
is that it is difficult to ensure that the entire population is examined58.
An important issue is whether the sensitivity of ultrasonography
leads to unnecessary treatment. Ultrasonography identifies acetabuli
that are morphologically immature43,
creating the potential for overtreatment106.
Some studies have indicated that not all such infants need treatment,
and there is currently a dilemma concerning whom to treat and when13,17,29,76,111. If ultrasonographic
evidence of laxity or a morphological deficit persists in an infant
who is older than four weeks and has a clinically stable hip, the orthopaedic
surgeon must decide whether to continue to observe the patient or
to initiate treatment. Currently, most physicians agree that minor
abnormalities can be observed without treatment and that the patient
should be examined with ultrasonography at four-week intervals to
document resolution of the problem58.
It can also be argued that treatment of large numbers of infants
produces some complications that may equal or outweigh the benefit
of improved detection. Gardiner and Dunn35,
however, did not find a single case of avascular necrosis in a series
of seventy-nine infants who were treated with a splint and monitored
with ultrasonography.
A number of large series of prospective ultrasonographic screenings
for developmental dysplasia of the hip have been reported from countries
in central Europe. The collective data included in these studies
generated information on a total of 124,332 hips that were examined
with use of the Graf method4,8,23,24,27,29,33,65,67,69,76,86,90-92,101,102,105,109.
Although the studies were done on an unselected neonatal population
and were performed and analyzed by different authors in various
countries, hospitals, and clinics4,23,27,33,68,69,76,86,91,93,105,
some conclusions can be drawn. In all of these reports, a very small
group of hips was classified as pathological on the first ultrasonographic
examination. A much larger group of hips was classified as immature,
with a physiological delay in ossification but an adequate cartilaginous
acetabular roof, and was designated as warranting repeated ultrasonographic
follow-up examination.
The cumulative European data supports the concept of using ultrasonography
to diagnose developmental dysplasia of the hip. The high number
of immature hips in neonates makes the screening program inefficient,
and follow-up examinations are mandatory in this group. However,
most of these hips will show spontaneous development and maturation.
Therefore, the most appropriate age for an ultrasonographic hip-screening
program is approximately four to six weeks, not during the first
week of life.
Ultrasonographic screening seems to have a very favorable effect
upon the results and duration of treatment when it is carried out
routinely in an unselected patient population47,48,105.
In such cases, the age at which treatment was begun was advanced
from the twentieth to the tenth week of life. The end of treatment
also was advanced, from the forty-eighth to the thirty-sixth week.
Graf47 found that all hip joints
that needed treatment were identified within the first six weeks
of life. Clinical and radiographic follow-up examination showed
that the average age at the end of treatment of dislocated and dysplastic
hips was 4.5 months. All joints were effectively treated without
surgical intervention. Since the initiation of the newborn screening
program in 198747, not a single
case of avascular necrosis of the femoral head was detected. This
low rate was attributed to the early detection of dislocated hips,
which were treated with a Pavlik harness and did not later require
closed or open reduction. Since 1987, all hip joints had a normal
center-edge angle on completion of treatment. Early detection and
treatment were credited for the better results.
 |
Ultrasonography in the
Management of Patients
|
|---|
The use of ultrasonography in the management of patients with
developmental dysplasia of the hip has focused on evaluation of
the effectiveness of abduction devices21,51,53,64,87.
When a diagnosis is established, the treatment that is prescribed
and the mode of follow-up that is chosen depend on the age of the
child and the severity of the abnormality. Ultrasonography seems to
be most accepted as the standard modality for an initial, baseline
evaluation of an unstable or dislocated hip. This baseline assessment
is followed by serial ultrasonograms as clinically indicated over the
course of nonoperative treatment with an abduction device. Physiological
delay of ossification in an immature hip and mild instability in
a child less than three months old should be followed with ultrasonograms
every one or two months to confirm that the hip has matured and
has attained the normal range of motion and that additional treatment
is not indicated. When marked instability or dislocation is detected55,64, follow-up ultrasonograms to
assess the response to treatment are made every three to four weeks
for children who are less than three months old and every six weeks
for those who are more than three months old.
Ultrasonography should be used more frequently in the course
of treatment of dislocation or subluxation (Graf types IIc through
IIIb) than in that of dysplasia (type IIb). Follow-up after completion
of treatment is performed every three months during the first year
of life. Taylor and Clarke103 concluded
that ultrasonographic monitoring led to an acceptably low level
of intervention, a high rate of reduction, and minimal iatrogenic
complications. The treatment rate averaged only 5.1 per 1000 live
births over seven years. The rate of late presentation (missed by
the screening program and not treated with the Pavlik harness) was
0.26 per 1000 live births. Those authors concluded that ultrasonographic
assessment and monitoring of treatment for developmental dysplasia
of the hip, irrespective of its screening value, facilitates treatment,
reduces complication rates, and may result in a lower rate of late
acetabular dysplasia103.
Ultrasonography is extremely useful during treatment with a Pavlik
harness51,53,54,58,73,87,110.
Static coronal and transverse images can be obtained, usually with
the harness in place. The resolution of the hip pathology during
treatment can be documented, or alternative treatments can be chosen
if there is no improvement in the stability or resolution of the
dysplastic changes of the hip. Hangen et al.55 compared
Pavlik harness therapy with and without ultrasonographic monitoring
for the treatment of developmental dysplasia of the hip. The age
at the time of diagnosis was similar in the two treatment groups.
Treatment failure was recognized earlier in the group being monitored
with ultrasonography. Ultrasonography was exceptionally useful in
identifying hips that did not reduce or stabilize with harness treatment.
The total number of radiographs was decreased in the group that
was followed with ultrasonography. The use of ultrasonography also
resulted in a shorter duration of treatment, providing a clearer
end point for determining when a hip was normal and treatment could
be discontinued. The a angle and the percentage of femoral head
coverage were found to be the most accurate measurements for sequential
examinations55.
Dynamic ultrasonography has been tested as a way of monitoring
the hip position of infants in a harness. The examination determines
the stability of the hip within the limits of the harness, and it
can be used to assist in the adjustment of these devices.
When a dislocatable hip is treated with a harness, the restraint
device maintains the hip in flexion and abduction. For this reason,
the ultrasonographic examination is limited to transverse and coronal
views made with the hip in flexion51.
Both the transverse view with the hip in neutral and the stress
view in the coronal plane with the hip in flexion are eliminated.
The stress examination is done at the conclusion of treatment. Hip
ultrasonography can be repeated frequently, and it has generally
replaced radiography for the monitoring of treatment52. It has been recommended that a
radiograph be made at the conclusion of treatment, to document osseous
acetabular development and to serve as the baseline for orthopaedic
follow-up61,87. Radiography is
more helpful for children who are older than one year, although
some authors have found ultrasonography to be useful for children who
are as old as two years11.
One of the problems associated with follow-up ultrasonography
has been its lack of reliability for morphological assessment of
the acetabulum28,81,111. The ultrasonographic
and radiographic appearances of the osseous acetabulum do not always correspond80. Some of this discrepancy is related
to variations between observers. When ultrasonography is used in
conjunction with an occasional radiograph, the total exposure to
radiation during the course of treatment is reduced58,64,87.
 |
Economic Considerations
|
|---|
The cost of an ultrasonographic examination of the hip is an
important consideration because it is more expensive than radiography.
Any program must weigh the costs of identifying the condition, the
investigation itself, and the consequences of missing cases that
will be diagnosed later. Ultrasonographic examination is highly
operator-dependent, and the technique of performing the examination
and the interpretation of the image may influence the result.
Compared with other organ systems, the hip requires considerably
less time for examination with ultrasonography, and this justifies
a reduction in the charges. The direct costs of purchasing and maintaining
the equipment, training examiners to become proficient, and taking
the time necessary to perform the procedure have a considerable
impact on the cost to the individual and society when ultrasonography
is used for routine screening22,26,67,68.
In 1992, a general national ultrasonographic neonatal hip-screening
program was instituted in Austria, with the costs being borne by
the Austrian social welfare system50. The data from that program,
which mandated a clinical examination and one ultrasonographic examination
of each newborn, clearly demonstrated the cost-effectiveness of
the program. After compiling and reviewing the published data, Hernandez
et al.67 concluded that ultrasonography
is not the preferred strategy for the screening of neonates and that
its role in evaluating high-risk patients depends on the orthopaedic
surgeon's point of view.
Davids et al.22 analyzed financial
and professional considerations and found that the private-practice
use of ultrasonography in the diagnosis and management of pediatric
hip dislocation is justified only when the volume of cases is high
enough that the screening can be done at reasonable cost to the
practice and can provide an adequate base for maintaining proficiency.
If these criteria cannot be met, it is preferable that the pediatric
orthopaedist and the hospital-based ultrasonographer maintain a
mutually cooperative atmosphere in which children can be evaluated
in a timely fashion.
The decreased overall cost of treatment following the implementation
of routine ultrasonography was confirmed by Swiss investigators12.
 |
Overview and Recommendations
|
|---|
Ultrasonography of the infant hip can be used for both the diagnosis
of developmental dysplasia and the monitoring of treatment. Ultrasonographic
examination of the hip has definite advantages when it is combined
with clinical examination. It can provide an assessment of the position,
stability, and morphology of the hip until the child is one year
old. Ultrasonography has been accepted by many as being more sensitive
than clinical examination. Its reliability has been documented in many
reports, and it has been suggested that it could be a substitute
for radiographic examination in the first year of life.
Ultrasonography has proved to be a safe, noninvasive method for
imaging the hip. Therefore, it can be used to resolve the dilemma
of whether to treat an unstable hip with a splint immediately or
to delay treatment in the hope that the instability or the maturation
deficit will resolve spontaneously.
A consensus has not been reached concerning the best age for
ultrasonographic screening. Many hips in children less than six
weeks old have an immature appearance and require follow-up studies. Although
the majority of immature hips are not dysplastic, ultrasonography
cannot differentiate immaturity from early developmental dysplasia. Therefore,
neonatal ultrasonographic examination identifies a large number
of intermediate hips that require follow-up. This adds to cost as
well as to parental anxiety.
It is generally accepted that hip ultrasonography when a child
is four to six weeks of age provides a more accurate indication
of hip abnormality, as most transient instability or physiological
immaturity, such as a delay in acetabular ossification in the presence
of a good cartilaginous roof, has resolved by then. Also, these
children are still young enough for treatment and intervention to
be implemented if necessary. In addition, some cases of developmental
dysplasia of the hip are detected that may not have been identified
in the neonatal period.
Used selectively, hip ultrasonography is clearly indicated for
all infants with abnormal findings on clinical examination and for
those with risk factors for developmental dysplasia. The mode of
ultrasonographic follow-up depends on the age of the child and the
severity of the abnormality. Neonates with abnormal findings on
physical examination need immediate attention, with referral to
an orthopaedic surgeon. Neonates with a hip click or equivocal findings
on physical examination should be evaluated when they are four to
six weeks old if these findings remain unchanged. Infants with risk
factors should be screened with ultrasonography when they are four
to six weeks of age, even if the findings on physical examination are
normal.
Note: The authors thank Prof. H. T. Harcke and Prof. R. Graf
for their helpful comments and advice regarding the ultrasonographic
screening policies in Europe and the United States.
 |
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