The Journal of Bone and Joint Surgery (American). 2007;89:2663-2675.
doi:10.2106/JBJS.F.01085
© 2007 The Journal of Bone and Joint Surgery, Inc.
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Natural History of Thoracic Insufficiency Syndrome: A Spondylothoracic Dysplasia Perspective

Norman Ramírez, MD1, Alberto S. Cornier, MD, PhD2, Robert M. Campbell, Jr., MD3, Simón Carlo, MD2, Sandra Arroyo, MD4 and Jesse Romeu, MD5

1 Pediatric Orthopaedic Department, Hospital de la Concepción, P.O. Box 6847, Mayaguez, Puerto Rico 00681. E-mail address: normanpipe{at}aol.com
2 Genetic Department, San Juan Bautista School of Medicine, Caguas, Puerto Rico 00725. E-mail address for A.S. Cornier: scornier{at}sanjuanbautista.edu. E-mail address for S. Carlo: scarlo{at}psm.edu
3 Thoracic Institute, Christus Santa Rosa Children's Hospital, 333 North Santa Rosa Street, San Antonio TX 78207. E-mail address: rcampbell.thoracic.institute{at}christushealth.org
4 BioImagenes Medicas, P.O. Box 876, Mayaguez, Puerto Rico 00681. E-mail address: saf{at}bioimagenesmedicas.com
5 CPR Professional Building, 55 Calle de Diego E, Suite 401, Mayaguez, Puerto Rico 00681
Investigation performed at Ponce Medical School and Hospital de la Concepción, San Germán, Puerto Rico

Disclosure: The authors did not receive any outside funding or grants in support of their research for or preparation of this work. Neither they nor a member of their immediate families received payments or other benefits or a commitment or agreement to provide such benefits from a commercial entity. No commercial entity paid or directed, or agreed to pay or direct, any benefits to any research fund, foundation, division, center, clinical practice, or other charitable or nonprofit organization with which the authors, or a member of their immediate families, are affiliated or associated.


Background: Spondylothoracic dysplasia is a condition in which bilateral chest wall deformity due to costovertebral rib fusion with shortening of the thoracic spine results in severe thoracic insufficiency syndrome and early death. Little is known about the long-term respiratory natural history of this disorder and the specific anatomic deformity.

Methods: We conducted a multicenter prospective and retrospective study of patients with spondylothoracic dysplasia. Medical evaluations, respiratory history, physical examination findings, radiographs, computed tomographic scans, and pulmonary function tests were studied. Anatomic, radiographic, and functional parameters for the disorder were established to determine the natural history of the thoracic insufficiency syndrome.

Results: Twenty-eight patients were identified. Eight patients had died in the neonatal period, and twenty were evaluated (eleven prospectively and nine retrospectively). The survivors were doing well clinically, but the average spirometric values were 27.9% of the predicted normal value for the forced vital capacity (FVC), 29.5% of the predicted normal value for the forced expiratory volume in the first second (FEV1), and 0.92 for the FEV1/FVC ratio, demonstrating a severe restrictive respiratory pattern. The computed tomographic scan lung volumes were an average of 28% of the expected values for age and gender. The thorax was stiff from rib fusion and was severely shortened posteriorly, averaging 24.2% of the predicted normal length. The thoracic spine was predominantly composed of block vertebrae, whereas in the lumbar region there were multiple hemivertebrae. Minimal scoliosis was seen, and there were no neurological deficits.

Conclusions: Spondylothoracic dysplasia has a unique pathoanatomy of volume depletion deformity of the thorax with chest wall stiffness, resulting in thoracic insufficiency syndrome. Clinical tolerance of the restrictive lung disease in this disorder is impressive, but no clear reason has yet been identified for the clinical pulmonary health in the face of severe restrictive lung disease. Patients who survive infancy show no progression of congenital anomalies and can have a good quality of life. This disease may serve as a model of the natural history of thoracic insufficiency syndrome due to growth inhibition of the thoracic spine either as a result of congenital causes or secondary to surgical fusion early in life.

Level of Evidence: Prognostic Level IV. See Instructions to Authors for a complete description of levels of evidence.


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