The Journal of Bone and Joint Surgery (American). 2006;88:753-761.
doi:10.2106/JBJS.E.00400
© 2006 The Journal of Bone and Joint Surgery, Inc.
Safety and Efficacy of Ultraviolet-A Light-Activated Gene Transduction for Gene Therapy of Articular Cartilage Defects
Michael D. Maloney, MD1,
J. Jeffrey Goater, MS1,
Richard Parsons, DVM1,
Hiromu Ito, MD, PhD1,
Regis J. O'Keefe, MD, PhD1,
Paul T. Rubery, MD1,
M. Hicham Drissi, PhD1 and
Edward M. Schwarz, PhD1
1 The Center for Musculoskeletal Research, University of Rochester Medical
Center, 601 Elmwood Avenue, Box 665, Rochester, NY 14642. E-mail address for
E.M. Schwarz:
edward_schwarz{at}urmc.rochester.edu
Investigation performed at the Center for Musculoskeletal Research,
University of Rochester, Rochester, New York
In support of their research for or preparation of this manuscript, one or
more of the authors received grants or outside funding from LAGeT, Inc.
(Rochester, New York), which was founded by five of the authors (M.D.M.,
J.J.G., P.T.R., R.J.O'K., and E.M.S.). None of the authors received payments
or other benefits or a commitment or agreement to provide such benefits from a
commercial entity. No commercial entity paid or directed, or agreed to pay or
direct, any benefits to any research fund, foundation, educational
institution, or other charitable or nonprofit organization with which the
authors are affiliated or associated.
NOTE: All of the rAAV preparations were provided by R.J.
Samulski and the University of North Carolina-Chapel Hill Vector Core
Facility.
Background: Gene therapies for articular cartilage defects are
limited by the absence of an in vivo delivery system that can mediate
site-specific transduction restricted to within the margins of the defect
during routine arthroscopy. We have proposed the use of ultraviolet light to
stimulate gene expression following infection by recombinant adeno-associated
virus (rAAV). However, research has demonstrated that short-wavelength
ultraviolet light (ultraviolet C), while effective, is neither safe nor
practical for this purpose. We evaluated the safety and efficacy of
long-wavelength ultraviolet light (ultraviolet A) from a laser to induce
light-activated gene transduction in articular chondrocytes in vitro and in
vivo.
Methods: The effects of ultraviolet A from a 325-nm helium-cadmium
laser, delivered through a fiberoptic cable, on cytotoxicity, mutagenesis,
intracellular reactive oxygen species, and light-activated gene transduction
of human articular chondrocytes were evaluated in dose-response experiments of
primary cultures. Cytotoxicity was determined by trypan blue exclusion. The
presence of pyrimidine dimers in purified genomic DNA was determined by
enzyme-linked immunosorbent assays. Intracellular reactive oxygen species
levels were determined by flow cytometry at one hour and twenty-four hours. In
vitro light-activated gene transduction with rAAV vectors expressing the green
fluorescent protein (eGFP) or ß-galactosidase (LacZ) was determined by
fluorescence microscopy and bioluminescence assays, respectively. In vivo
light-activated gene transduction was quantified by stereotactic
immunohistochemistry for ß-galactosidase in rabbit articular cartilage
defects in the patellar groove that had been irradiated with ±6000
J/m2 of ultraviolet A one week after direct injection of
107 transducing units of rAAV-eGFP.
Results: Ultraviolet A failed to induce significant cytotoxicity at
all fluencies below 6000 J/m2. Dose-dependent cytotoxicity was
observed at greater fluencies. In contrast to ultraviolet C, which induced
significant (p < 0.05) pyrimidine dimer formation at all fluencies in a
dose-dependent manner, ultraviolet A failed to induce DNA modifications.
Conversely, ultraviolet C proved to be a poor inducer of intracellular
reactive oxygen species, while ultraviolet A immediately induced high levels
of intracellular reactive oxygen species, which were completely resolved
twenty-four hours later. Ultraviolet A demonstrated significant
light-activated gene transduction effects in vitro, which were dose-dependent
(p < 0.05). In vivo, ultraviolet A mediated a tenfold increase in
transduction in which 40.8% of the superficial chondrocytes adjacent to the
defect stained positive for green fluorescent protein compared with 5.2% in
the knees treated with no ultraviolet A (p < 0.006).
Conclusions: These results provide what we believe is the first
formal demonstration of an agent that can induce rAAV transduction in the
complete absence of cytotoxicity and DNA modification. They also suggest that
the mechanism by which long-wavelength ultraviolet light mediates
site-specific gene expression is by means of the induction of intracellular
reactive oxygen species. Finally, laser-derived ultraviolet A can be readily
transferred through a fiberoptic cable to mediate light-activated gene
transduction in vivo.
Clinical Relevance: This is the first demonstration of in vivo
site-directed gene delivery to articular defects with use of a method that is
highly compatible with standard arthroscopy. Future studies with chondrogenic
genes and longer outcome measurements are warranted to evaluate the potential
of this gene therapy approach for superficial articular defects and meniscal
tears.

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