The Journal of Bone and Joint Surgery (American). 2006;88:2637-2644.
doi:10.2106/JBJS.E.01383
© 2006 The Journal of Bone and Joint Surgery, Inc.
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Shoulder/Elbow Test 17: Winter 2007 (publication date February 15, 2007; ex...
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Humeral Head Replacement for the Treatment of Osteoarthritis

Damian M. Rispoli, MD, Lieutenant Colonel1, John W. Sperling, MD1, George S. Athwal, MD, FRCSC1, Cathy D. Schleck, BS1 and Robert H. Cofield, MD1

1 Department of Orthopedic Surgery (D.M.R., J.W.S., G.S.A., and R.H.C.) and Division of Biostatistics (C.D.S.), Mayo Clinic, 200 First Street S.W., Rochester, MN 55905

Investigation performed at the Department of Orthopedic Surgery and Division of Biostatistics, Mayo Clinic, Rochester, Minnesota

A commentary is available with the electronic versions of this article, on our web site (www.jbjs.org) and on our quarterly CD-ROM (call our subscription department, at 781-449-9780, to order the CD-ROM).

The authors did not receive grants or outside funding in support of their research for or preparation of this manuscript. One or more of the authors received payments or other benefits or a commitment or agreement to provide such benefits from a commercial entity (Smith and Nephew). In addition, a commercial entity (Smith and Nephew) paid or directed, or agreed to pay or direct, benefits to a research fund, foundation, educational institution, or other charitable or nonprofit organization with which the authors are affiliated or associated.


Background: Humeral head replacement has been used successfully for the treatment of osteoarthritis of the shoulder for decades. The purpose of this study was to define the results of this form of treatment, the risk factors for an unsatisfactory outcome, and the rates of failure over time.

Methods: Between 1978 and 1997, sixty humeral head replacements were performed at our institution for the treatment of osteoarthritis. Five patients (seven shoulders) died less than five years postoperatively, and one patient (two shoulders) was lost to follow-up. Fifty-one humeral head replacements in forty-nine patients with a complete postoperative evaluation and operative records who had been followed for a minimum of five years (mean, 11.3 years) or until revision were included in the study. All sixty shoulders were included in the survival analysis.

Results: Overall, there was significant long-term pain relief (p < 0.0001) as well as improvement in active abduction (p < 0.0001), internal rotation (p < 0.024), and external rotation (p < 0.0001) following the humeral head replacement. However, moderate pain was reported in nine shoulders and severe pain, in seven. Ten of the fifty-one shoulders underwent revision surgery, which was done to treat painful glenoid arthrosis in nine of the ten. Radiographs were available for thirty-nine shoulders, and they demonstrated an increase in glenoid erosion at a mean of 10.7 years postoperatively (p < 0.0001). Five shoulders had humeral periprosthetic lucent lines of 1.5 mm in thickness, and three of them had a complete line; one humeral component had shifted in position. According to a modification of the Neer result rating system, there were ten excellent results, twenty satisfactory results, and twenty-one unsatisfactory results.

Conclusions: Substantial clinical improvement can occur after humeral head replacement for osteoarthritis of the shoulder, but there is a high rate of unsatisfactory results and revision surgery. The decision as to whether this is the optimal surgical procedure for the treatment of osteoarthritis of the shoulder requires careful consideration.

Level of Evidence: Therapeutic Level IV. See Instructions to Authors for a complete description of levels of evidence.


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