Copyright © 2008 by The Journal of Bone and Joint Surgery, Inc.

Commentary & Perspective

Commentary & Perspective on
"Glenohumeral Arthrodesis After Failed Prosthetic Shoulder Arthroplasty"
by Jason J. Scalise, MD, and Joseph P. Iannotti, MD, PhD

Commentary & Perspective by
Mark A. Frankle, MD*,
Florida Orthopedic Institute, Tampa, Florida

Posted January 2008

Patients in whom disabling shoulder pain and dysfunction develop after previous shoulder arthroplasty have few reliable treatment options. In situations in which the concurrent pathology of severe glenohumeral bone loss, absent rotator cuff, and deltoid muscle dysfunction occurs, improvements are unlikely with prosthetic reimplantation. In the paper by Scalise and Iannotti, arthrodesis was used to treat seven individuals, six of whom had absence of a functional rotator cuff and deltoid muscle as well as bone loss including a portion of the proximal part of the humerus and glenoid vault. All of these patients had undergone an average of five (range, two to fifteen) previous surgical procedures prior to the attempted arthrodesis.

The article is a Level-IV case series and includes complete preoperative and postoperative clinical and radiographic data. The patients had an average follow-up of fifty months (range, eighteen to ninety-six months). The selection of a particular surgical technique was related to the preoperative assessment of the amount of bone loss requiring reconstitution. The options included autologous iliac crest bone graft, fibular strut graft (with or without microvascular anastomosis) and/or femoral head allograft. The surgical approach was an extensile deltopectoral approach, and fixation involved large-fragment pelvic reconstruction plates contoured to the spine of the scapula, the acromion, and humeral shaft. Additional interference fixation of the fibular strut was performed both to the glenoid vault and to the remaining proximal part of the humerus. Postoperatively, the shoulder was immobilized in a spica cast for a minimum of twelve weeks.

Outcome assessments included Penn shoulder scores as well as evaluation for fusion, which was determined with use of serial radiographs. A total of five patients achieved radiographic union at the time of final follow-up. Three of these patients achieved union after the initial procedure, whereas two patients required additional surgical bone-grafting procedures to achieve union. The remaining two patients had persistent nonunion despite additional attempts at bone-grafting. Five of the patients showed improvements in self-reported outcome parameters.

The treatment for patients who have symptoms from a severe, destructive pathologic condition of the shoulder, including bone and muscular insufficiency, is difficult. It is critical that we, as the treating physicians, communicate to our patients the challenges of surgical intervention in these situations and discuss what can be realistically expected in terms of outcome. In this study, each patient clearly believed that his or her shoulder had poor function and was the cause of appreciable pain (average preoperative Penn Score, 17). However, other conditions with lesser degrees of destructive pathology may elicit similar preoperative ratings, but the prognosis for these patients carries a greater likelihood of improvement. For example, patients who underwent primary reverse shoulder arthroplasty1 had only slightly higher preoperative ASES scores compared with a more recent series of patients who underwent revision of a failed arthroplasty2 (thirty-four compared with twenty-nine, respectively). However, the challenges that are posed to the surgeon and the patient are much greater in the scenario of failed previous arthroplasty because of the inherent extent of tissue destruction. An accurate and uniform description of staging of the pathologic process and its effect on prognosis helps the physician communicate realistic expectations and compare treatment alternatives. Additionally, the characterization of the severity of the disorder enables the surgeon to make meaningful comparisons between the success achieved in this treatment group and the success of arthrodesis in other circumstances, such as in situations in which bone loss is minimal and previous arthroplasty implant removal has occurred.

Richards et al.3 reported the results of fifty-seven arthrodeses, two of which were performed on patients with previous total shoulder arthroplasty (for treatment of aseptic loosening of the prosthesis in one patient and septic loosening in the other). When evaluated as a whole, the author reported a 100% union rate with a 14% complication rate. The authors used two to three screws through a plate to compress the humerus to the glenoid vault and an additional screw across the acromiohumeral fusion site. The plate was fixed to the humeral shaft as well as to the scapular spine. The patient with septic loosening of a total shoulder prosthesis required revision surgery and bone-grafting six months after the arthrodesis in order to achieve healing. Even though only two of these were failed total shoulder arthroplasties, it is important to understand that the nonunion may be related to the extent of bone loss associated with the original disease process.

In the retrospective review by Scalise et al., vascularized free fibular grafts were used in four patients. In the shoulder of one patient, the anastomosis was compromised, so the graft was essentially a nonvascularized autologous graft; the shoulder went on to achieve union. In the three other shoulders in which a vascularized graft was used, union was not achieved initially. In one of these shoulders, autologous iliac crest bone graft was subsequently performed, which led to union. These results suggest that nonvascularized grafts, which may be technically easier to use, may be effective as adjuncts in achieving union. Recently, Crosby reported on the use of bulk allografts in shoulder arthrodesis after the failure of twelve total shoulder prostheses4. Four of five of the shoulders that were treated with a proximal humeral allograft had allograft resorption and subsequent failure. The seven shoulders that were treated with a proximal femoral bulk allograft maintained stability and allowed incorporation of the graft. They recommended the use of a bulk femoral allograft with augmentation and also suggested using iliac crest autograft as the tissue of choice to avoid the morbidity that can be associated with harvesting fibular autografts4.

Fortunately, patients who have symptoms after shoulder arthroplasty historically do not have severe muscle and bone loss requiring the need for salvage procedures such as arthrodesis. Despite the extensive shoulder arthroplasty experience of these authors, this treatment method was used in only eight patients in a seven-year period during a time in which the use of shoulder arthroplasty was becoming more prevalent5. An aging population and an increased awareness and demand by the public for interventions that improve quality of life will shape the future of arthroplasty. The introduction of reverse shoulder arthroplasty will also add to the number of patients who will receive treatment in the form of arthroplasty to treat shoulder dysfunction. Therefore, one should expect that the need to treat shoulders that have mechanical failure after shoulder arthroplasty will also increase. This article describes one such option.

*The author did not receive any outside funding or grants in support of his research for or preparation of this work. Neither he nor a member of his immediate family received payments or other benefits or a commitment or agreement to provide such benefits from a commercial entity. No commercial entity paid or directed, or agreed to pay or direct, any benefits to any research fund, foundation, division, center, clinical practice, or other charitable or nonprofit organization with which the author, or a member of his immediate family, is affiliated or associated.

References

1. Frankle M, Siegal S, Pupello D, Saleem A, Mighell M, Vasey M. The reverse shoulder prosthesis for glenohumeral arthritis associated with severe rotator cuff deficiency: a minimum two-year follow-up study of sixty patients. J Bone Joint Surg Am. 2005;87:1697-705. doi:10.2106/JBJS.D.02813
2. Levy JC, Virani N, Pupello D, Frankle M. Use of the reverse shoulder prosthesis for the treatment of failed hemiarthroplasty in patients with glenohumeral arthritis and rotator cuff deficiency. J Bone Joint Surg Br. 2007;89:189-95. doi:10.1302/0301-620X.89B2
3. Richards RR, Beaton DE, Hudson AR. Shoulder arthrodesis with plate fixation: a functional outcome analysis. J Shoulder Elbow Surg. 1993;2:225-39.
4. Crosby L. Shoulder arthrodesis after failed shoulder arthroplasty. J Shoulder Elbow Surg. 2007;16:e24.
5. Adams JE, Sperling JW, Hoskin TL, Melton LJ 3rd, Cofield RH. Shoulder arthroplasty in Olmsted County, Minnesota, 1976-2000: a population-based study. J Shoulder Elbow Surg. 2006;15:50-5.